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Ballast Advisors Portfolio holdings

AUM $344M
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
+13.46%
1 Year Est. Return
+16.81%
3 Year Est. Return
+60.43%
5 Year Est. Return
+65.97%
10 Year Est. Return
–
AUM
$194M
AUM Growth
+$33.7M
Cap. Flow
+$12.7M
Cap. Flow %
6.56%
Top 10 Hldgs %
61.15%
Holding
179
New
10
Increased
56
Reduced
42
Closed
8

Top Buys

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$4.48M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$2.66M
3
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.85M
4
SCHF icon
Schwab International Equity ETF
SCHF
+$1.21M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$1.2M

Top Sells

Rank Stock Value
1
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$677K
2
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$596K
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$252K
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$246K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$243K

Sector Composition

Rank Sector Weight
1 Technology 11.59%
2 Financials 6.84%
3 Consumer Discretionary 3.69%
4 Energy 3.63%
5 Industrials 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHV
1
Schwab US Large-Cap Value ETF
SCHV
$15.7B
$21.6M 11.15%
1,090,686
+98,991
+10% +$1.85M
AAPL icon
2
Apple
AAPL
$4.7T
$18.1M 9.34%
136,682
-8
-0% -$962
SCHG icon
3
Schwab US Large-Cap Growth ETF
SCHG
$58.8B
$16.8M 8.63%
1,044,488
-16,608
-2% -$252K
SCHF icon
4
Schwab International Equity ETF
SCHF
$65.8B
$16.6M 8.56%
923,156
+71,768
+8% +$1.21M
SCHX icon
5
Schwab US Large- Cap ETF
SCHX
$71B
$16.1M 8.31%
1,063,896
+186,204
+21% +$2.66M
JPM icon
6
JPMorgan Chase
JPM
$921B
$6.32M 3.25%
49,698
+179
+0.4% +$20K
EPD icon
7
Enterprise Products Partners
EPD
$83.9B
$6.24M 3.22%
318,753
-701
-0.2% -$13.1K
SCHO icon
8
Schwab Short-Term US Treasury ETF
SCHO
$12.7B
$5.89M 3.04%
229,384
+19,126
+9% +$492K
SCHB icon
9
Schwab US Broad Market ETF
SCHB
$42.9B
$5.71M 2.94%
376,242
-15,768
-4% -$225K
SCHE icon
10
Schwab Emerging Markets Equity ETF
SCHE
$12.4B
$5.3M 2.73%
172,889
+154,345
+832% +$4.48M
SCHA icon
11
Schwab U.S Small- Cap ETF
SCHA
$22.8B
$4.35M 2.24%
195,476
+60,328
+45% +$1.2M
NTIC icon
12
Northern Technologies International Corp
NTIC
$76.1M
$2.86M 1.47%
271,000
– –
TLT icon
13
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$2.76M 1.42%
17,496
-816
-4% -$130K
SHY icon
14
iShares 1-3 Year Treasury Bond ETF
SHY
$25.3B
$2.76M 1.42%
31,925
-32
-0.1% -$2.77K
MMM icon
15
3M
MMM
$87.3B
$2.72M 1.4%
18,582
-70
-0.4% -$9.94K
BABA icon
16
Alibaba
BABA
$276B
$2.54M 1.31%
10,927
+478
+5% +$133K
BX icon
17
Blackstone
BX
$154B
$2.48M 1.28%
38,202
-873
-2% -$50.8K
MSFT icon
18
Microsoft
MSFT
$2.89T
$2.35M 1.21%
10,583
+253
+2% +$54.4K
AMZN icon
19
Amazon
AMZN
$2.55T
$2.35M 1.21%
14,440
+600
+4% +$95.7K
AGG icon
20
iShares Core US Aggregate Bond ETF
AGG
$137B
$2.34M 1.2%
19,766
+398
+2% +$46.9K
SPY icon
21
State Street SPDR S&P 500 ETF Trust
SPY
$779B
$2.16M 1.11%
5,789
-684
-11% -$243K
BRK.B icon
22
Berkshire Hathaway Class B
BRK.B
$1.05T
$2.15M 1.11%
9,263
+200
+2% +$44K
IWM icon
23
iShares Russell 2000 ETF
IWM
$81.1B
$1.82M 0.94%
9,268
+395
+4% +$69.1K
JNJ icon
24
Johnson & Johnson
JNJ
$616B
$1.45M 0.75%
9,223
+6
+0.1% +$885
VWOB icon
25
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.14B
$1.45M 0.75%
17,580
+14,041
+397% +$1.13M
1
2 3 4 5

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Ballast Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Ballast Advisors held 179 positions worth $194M, up 21% from $160M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Ballast Advisors deployed $12.7M of net new capital in Q4 2020, opening 10 new positions and adding to 56 existing holdings. Its largest new stake was Procter & Gamble: 1,837 shares worth $256K.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Value ETF, an estimated $677K trimmed.

  • Ballast Advisors's largest Q4 2020 buy was Procter & Gamble: 1,837 shares worth $256K.
  • Ballast Advisors added most to Schwab Emerging Markets Equity ETF in Q4 2020, an estimated $4.48M increase.
  • Ballast Advisors's biggest Q4 2020 reduction was State Street SPDR S&P 600 Small Cap Value ETF, cutting an estimated $677K.
  • Ballast Advisors fully exited Vanguard Short-Term Corporate Bond ETF in Q4 2020, selling an estimated $246K.
  • Ballast Advisors's ten largest holdings make up 61% of its $194M portfolio in Q4 2020.
  • Ballast Advisors opened 10 new positions and closed 8 in Q4 2020.
  • Ballast Advisors's portfolio value rose 21% quarter-over-quarter to $194M.

Based on Ballast Advisors's 13F filing for Q4 2020, filed 5 Feb 2021.