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Ballast Advisors Portfolio holdings

AUM $344M
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
+8.28%
1 Year Est. Return
+16.81%
3 Year Est. Return
+60.43%
5 Year Est. Return
+65.97%
10 Year Est. Return
–
AUM
$160M
AUM Growth
+$19.9M
Cap. Flow
+$9.02M
Cap. Flow %
5.62%
Top 10 Hldgs %
60.47%
Holding
176
New
16
Increased
42
Reduced
47
Closed
7

Top Buys

Rank Stock Value
1
EPD icon
Enterprise Products Partners
EPD
+$5.6M
2
JPM icon
JPMorgan Chase
JPM
+$1.55M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$842K
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$744K
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$740K

Top Sells

Rank Stock Value
1
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$1.44M
2
TGT icon
Target
TGT
+$322K
3
SCHF icon
Schwab International Equity ETF
SCHF
+$284K
4
FSKR
FS KKR Capital Corp. II
FSKR
+$216K
5
APOG icon
Apogee Enterprises
APOG
+$215K

Sector Composition

Rank Sector Weight
1 Technology 12.4%
2 Financials 6.85%
3 Consumer Discretionary 4.2%
4 Energy 3.57%
5 Healthcare 3.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHV
1
Schwab US Large-Cap Value ETF
SCHV
$15.7B
$17.3M 10.75%
991,695
+5,862
+0.6% +$103K
AAPL icon
2
Apple
AAPL
$4.79T
$15.8M 9.87%
136,690
+4,638
+4% +$506K
SCHG icon
3
Schwab US Large-Cap Growth ETF
SCHG
$59.6B
$15.3M 9.52%
1,061,096
-4,232
-0.4% -$59K
SCHF icon
4
Schwab International Equity ETF
SCHF
$66.3B
$13.4M 8.33%
851,388
-18,050
-2% -$284K
SCHX icon
5
Schwab US Large- Cap ETF
SCHX
$71.7B
$11.8M 7.35%
877,692
+3,606
+0.4% +$47.9K
SCHO icon
6
Schwab Short-Term US Treasury ETF
SCHO
$12.7B
$5.41M 3.37%
210,258
+7,754
+4% +$200K
SCHB icon
7
Schwab US Broad Market ETF
SCHB
$43.3B
$5.2M 3.24%
392,010
+4,014
+1% +$52.8K
EPD icon
8
Enterprise Products Partners
EPD
$84.1B
$5.04M 3.14%
+319,454
New +$5.6M
JPM icon
9
JPMorgan Chase
JPM
$926B
$4.77M 2.97%
49,519
+15,793
+47% +$1.55M
BABA icon
10
Alibaba
BABA
$279B
$3.07M 1.91%
10,449
-126
-1% -$33.2K
TLT icon
11
iShares 20+ Year Treasury Bond ETF
TLT
$42.2B
$2.99M 1.86%
18,312
+5,074
+38% +$842K
SHY icon
12
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$2.77M 1.72%
31,957
+8,555
+37% +$740K
MMM icon
13
3M
MMM
$88.1B
$2.5M 1.56%
18,652
-149
-0.8% -$20K
SCHA icon
14
Schwab U.S Small- Cap ETF
SCHA
$22.8B
$2.31M 1.44%
135,148
-1,688
-1% -$29.1K
AGG icon
15
iShares Core US Aggregate Bond ETF
AGG
$138B
$2.29M 1.43%
19,368
+6,268
+48% +$744K
NTIC icon
16
Northern Technologies International Corp
NTIC
$76.7M
$2.25M 1.4%
271,000
– –
AMZN icon
17
Amazon
AMZN
$2.63T
$2.18M 1.36%
13,840
+980
+8% +$154K
MSFT icon
18
Microsoft
MSFT
$2.9T
$2.17M 1.35%
10,330
+188
+2% +$39.5K
SPY icon
19
State Street SPDR S&P 500 ETF Trust
SPY
$787B
$2.17M 1.35%
6,473
-229
-3% -$75.9K
BX icon
20
Blackstone
BX
$150B
$2.04M 1.27%
39,075
+303
+0.8% +$16.2K
BRK.B icon
21
Berkshire Hathaway Class B
BRK.B
$1.06T
$1.93M 1.2%
9,063
-176
-2% -$36K
JNJ icon
22
Johnson & Johnson
JNJ
$615B
$1.37M 0.86%
9,217
-10
-0.1% -$1.48K
V icon
23
Visa
V
$672B
$1.35M 0.84%
6,733
-50
-0.7% -$9.99K
IWM icon
24
iShares Russell 2000 ETF
IWM
$81.6B
$1.33M 0.83%
8,873
+1,298
+17% +$195K
SCHH icon
25
Schwab US REIT ETF
SCHH
$11.5B
$1.27M 0.79%
72,116
-4,542
-6% -$81.7K
1
2 3 4 5

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CWM
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FMB
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LWM
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Ballast Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Ballast Advisors held 176 positions worth $160M, up 14% from $141M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Ballast Advisors deployed $9.02M of net new capital in Q3 2020, opening 16 new positions and adding to 42 existing holdings. Its largest new stake was Enterprise Products Partners: 319,454 shares worth $5.04M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab US Mid-Cap ETF, an estimated $1.44M trimmed.

  • Ballast Advisors's largest Q3 2020 buy was Enterprise Products Partners: 319,454 shares worth $5.04M.
  • Ballast Advisors added most to JPMorgan Chase in Q3 2020, an estimated $1.55M increase.
  • Ballast Advisors's biggest Q3 2020 reduction was Schwab US Mid-Cap ETF, cutting an estimated $1.44M.
  • Ballast Advisors fully exited Target in Q3 2020, selling an estimated $322K.
  • Ballast Advisors's ten largest holdings make up 60% of its $160M portfolio in Q3 2020.
  • Ballast Advisors opened 16 new positions and closed 7 in Q3 2020.
  • Ballast Advisors's portfolio value rose 14% quarter-over-quarter to $160M.

Based on Ballast Advisors's 13F filing for Q3 2020, filed 22 Oct 2020.