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Ballast Advisors Portfolio holdings

AUM $344M
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+16.81%
3 Year Est. Return
+60.43%
5 Year Est. Return
+65.97%
10 Year Est. Return
–
AUM
$241M
AUM Growth
+$4.05M
Cap. Flow
+$6.1M
Cap. Flow %
2.54%
Top 10 Hldgs %
61.02%
Holding
183
New
3
Increased
57
Reduced
37
Closed
5

Top Buys

Rank Stock Value
1
UBER icon
Uber
UBER
+$4.51M
2
SCHF icon
Schwab International Equity ETF
SCHF
+$924K
3
FAST icon
Fastenal
FAST
+$916K
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$377K
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$279K

Top Sells

Rank Stock Value
1
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.43M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$257K
3
MMM icon
3M
MMM
+$244K
4
DCI icon
Donaldson
DCI
+$216K
5
BX icon
Blackstone
BX
+$177K

Sector Composition

Rank Sector Weight
1 Technology 12.39%
2 Financials 7.49%
3 Energy 3.27%
4 Consumer Discretionary 2.94%
5 Industrials 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPTS icon
176
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.09B
$2K ﹤0.01%
76
– –
ARKG icon
177
ARK Genomic Revolution ETF
ARKG
$1.55B
– –
-778
Closed -$72K
ARKK icon
178
ARK Innovation ETF
ARKK
$5.76B
– –
-513
Closed -$67K
ARKW icon
179
ARK Web x.0 ETF
ARKW
$1.64B
– –
-501
Closed -$77K
DCI icon
180
Donaldson
DCI
$10.8B
– –
-3,403
Closed -$216K
IYF icon
181
iShares US Financials ETF
IYF
$4.68B
– –
-304
Closed -$25K
SPYD icon
182
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.68B
$0 ﹤0.01%
10
– –
4 5 6 7
8

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CWM
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FMB
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LWM
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WP
Warburg Pincus New York $343M AUM 18.86% 1-Year Est. Return
MJP
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LKIM
Lawson Kroeker Investment Management Omaha, Nebraska $343M AUM 17.29% 1-Year Est. Return

Ballast Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Ballast Advisors held 183 positions worth $241M, up 1.7% from $236M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Trading was light in Q3 2021: portfolio turnover was 4.4%. Ballast Advisors opened 3 new positions and exited 5, leaving the 183-position portfolio largely intact.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Financials and Energy.

  • Ballast Advisors's largest Q3 2021 buy was Uber: 103,147 shares worth $4.62M.
  • Ballast Advisors added most to Schwab International Equity ETF in Q3 2021, an estimated $924K increase.
  • Ballast Advisors's biggest Q3 2021 reduction was Schwab US Large-Cap Value ETF, cutting an estimated $1.43M.
  • Ballast Advisors fully exited Donaldson in Q3 2021, selling an estimated $216K.
  • Ballast Advisors's ten largest holdings make up 61% of its $241M portfolio in Q3 2021.
  • Ballast Advisors opened 3 new positions and closed 5 in Q3 2021.
  • Ballast Advisors's portfolio value rose 1.7% quarter-over-quarter to $241M.

Based on Ballast Advisors's 13F filing for Q3 2021, filed 1 Nov 2021.