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Ballast Advisors Portfolio holdings

AUM $344M
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
+13.46%
1 Year Est. Return
+16.81%
3 Year Est. Return
+60.43%
5 Year Est. Return
+65.97%
10 Year Est. Return
–
AUM
$194M
AUM Growth
+$33.7M
Cap. Flow
+$12.7M
Cap. Flow %
6.56%
Top 10 Hldgs %
61.15%
Holding
179
New
10
Increased
56
Reduced
42
Closed
8

Top Buys

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$4.48M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$2.66M
3
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.85M
4
SCHF icon
Schwab International Equity ETF
SCHF
+$1.21M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$1.2M

Top Sells

Rank Stock Value
1
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$677K
2
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$596K
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$252K
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$246K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$243K

Sector Composition

Rank Sector Weight
1 Technology 11.59%
2 Financials 6.84%
3 Consumer Discretionary 3.69%
4 Energy 3.63%
5 Industrials 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRV icon
176
Travelers Companies
TRV
$81.4B
– –
-2,078
Closed -$225K
VCSH icon
177
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
– –
-2,964
Closed -$246K
4 5 6 7
8

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FMB
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LWM
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MJP
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LKIM
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Ballast Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Ballast Advisors held 179 positions worth $194M, up 21% from $160M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Ballast Advisors deployed $12.7M of net new capital in Q4 2020, opening 10 new positions and adding to 56 existing holdings. Its largest new stake was Procter & Gamble: 1,837 shares worth $256K.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Value ETF, an estimated $677K trimmed.

  • Ballast Advisors's largest Q4 2020 buy was Procter & Gamble: 1,837 shares worth $256K.
  • Ballast Advisors added most to Schwab Emerging Markets Equity ETF in Q4 2020, an estimated $4.48M increase.
  • Ballast Advisors's biggest Q4 2020 reduction was State Street SPDR S&P 600 Small Cap Value ETF, cutting an estimated $677K.
  • Ballast Advisors fully exited Vanguard Short-Term Corporate Bond ETF in Q4 2020, selling an estimated $246K.
  • Ballast Advisors's ten largest holdings make up 61% of its $194M portfolio in Q4 2020.
  • Ballast Advisors opened 10 new positions and closed 8 in Q4 2020.
  • Ballast Advisors's portfolio value rose 21% quarter-over-quarter to $194M.

Based on Ballast Advisors's 13F filing for Q4 2020, filed 5 Feb 2021.