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Ballast Advisors Portfolio holdings

AUM $344M
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
+7.38%
1 Year Est. Return
+16.81%
3 Year Est. Return
+60.43%
5 Year Est. Return
+65.97%
10 Year Est. Return
–
AUM
$363M
AUM Growth
+$23.7M
Cap. Flow
+$748K
Cap. Flow %
0.21%
Top 10 Hldgs %
60.82%
Holding
188
New
20
Increased
45
Reduced
67
Closed
8

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$1.3M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$736K
3
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$378K
4
SCHB icon
Schwab US Broad Market ETF
SCHB
+$225K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$210K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$793K
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$622K
3
MSFT icon
Microsoft
MSFT
+$370K
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$277K
5
UBER icon
Uber
UBER
+$268K

Sector Composition

Rank Sector Weight
1 Technology 17.9%
2 Financials 8.28%
3 Energy 3.86%
4 Consumer Discretionary 2.93%
5 Healthcare 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLU icon
151
State Street Utilities Select Sector SPDR ETF
XLU
$23.5B
$52.7K 0.01%
1,208
+28
+2% +$1.18K
EFA icon
152
iShares MSCI EAFE ETF
EFA
$76.6B
$50K 0.01%
536
– –
BSJQ icon
153
Invesco BulletShares 2026 High Yield Corporate Bond ETF
BSJQ
$899M
$48.2K 0.01%
+2,060
New +$48.2K
XLF icon
154
State Street Financial Select Sector SPDR ETF
XLF
$56.5B
$44.3K 0.01%
823
+579
+237% +$30.7K
MDYV icon
155
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.77B
$44.3K 0.01%
531
– –
TIPX icon
156
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2.01B
$43.2K 0.01%
+2,237
New +$43K
SPEM icon
157
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.1B
$40.7K 0.01%
869
-203
-19% -$9.03K
NZAC icon
158
State Street SPDR MSCI ACWI Climate Paris Aligned ETF
NZAC
$189M
$40.2K 0.01%
948
– –
IHI icon
159
iShares US Medical Devices ETF
IHI
$3.07B
$37.9K 0.01%
630
– –
TIP icon
160
iShares TIPS Bond ETF
TIP
$14.5B
$36.8K 0.01%
331
– –
ITOT icon
161
iShares Core S&P Total US Stock Market ETF
ITOT
$93.3B
$29.7K 0.01%
+204
New +$28.6K
TFI icon
162
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
$29.5K 0.01%
647
-98
-13% -$4.39K
JNK icon
163
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$28.4K 0.01%
290
– –
LQD icon
164
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.4B
$26.8K 0.01%
240
-125
-34% -$13.7K
SPMD icon
165
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.4B
$26K 0.01%
+455
New +$25.6K
CMF icon
166
iShares California Muni Bond ETF
CMF
$4.56B
$23.4K 0.01%
410
– –
IBDT icon
167
iShares iBonds Dec 2028 Term Corporate ETF
IBDT
$4.05B
$23K 0.01%
+903
New +$23K
DSI icon
168
iShares MSCI KLD 400 Social ETF
DSI
$5.15B
$17.3K ﹤0.01%
137
– –
IJS icon
169
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$16K ﹤0.01%
145
+85
+142% +$9.03K
IJK icon
170
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$14.4K ﹤0.01%
150
– –
XLE icon
171
State Street Energy Select Sector SPDR ETF
XLE
$39.1B
$13.4K ﹤0.01%
300
– –
VB icon
172
Vanguard Small-Cap ETF
VB
$79.8B
$13.2K ﹤0.01%
52
-31
-37% -$7.69K
XLV icon
173
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
$13.2K ﹤0.01%
95
– –
SPIB icon
174
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$11.1K ﹤0.01%
+328
New +$11K
EEM icon
175
iShares MSCI Emerging Markets ETF
EEM
$28.4B
$6.36K ﹤0.01%
119
– –
4 5 6
7
8

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Ballast Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Ballast Advisors held 188 positions worth $363M, up 7% from $339M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Ballast Advisors's Q3 2025 filing shows 20 new, 45 increased, 67 reduced and 8 closed positions. Its largest new stake was Invesco BulletShares 2028 Corporate Bond ETF: 9,910 shares worth $204K. The largest sale was Apple, an estimated $793K.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Financials and Energy.

  • Ballast Advisors's largest Q3 2025 buy was Invesco BulletShares 2028 Corporate Bond ETF: 9,910 shares worth $204K.
  • Ballast Advisors added most to Schwab Short-Term US Treasury ETF in Q3 2025, an estimated $1.3M increase.
  • Ballast Advisors's biggest Q3 2025 reduction was Apple, cutting an estimated $793K.
  • Ballast Advisors fully exited Philip Morris in Q3 2025, selling an estimated $229K.
  • Ballast Advisors's ten largest holdings make up 61% of its $363M portfolio in Q3 2025.
  • Ballast Advisors opened 20 new positions and closed 8 in Q3 2025.
  • Ballast Advisors's portfolio value rose 7% quarter-over-quarter to $363M.

Based on Ballast Advisors's 13F filing for Q3 2025, filed 12 Nov 2025.