We are live on ! Find out more
BA

Ballast Advisors Portfolio holdings

AUM $344M
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+16.81%
3 Year Est. Return
+60.43%
5 Year Est. Return
+65.97%
10 Year Est. Return
–
AUM
$241M
AUM Growth
+$4.05M
Cap. Flow
+$6.1M
Cap. Flow %
2.54%
Top 10 Hldgs %
61.02%
Holding
183
New
3
Increased
57
Reduced
37
Closed
5

Top Buys

Rank Stock Value
1
UBER icon
Uber
UBER
+$4.51M
2
SCHF icon
Schwab International Equity ETF
SCHF
+$924K
3
FAST icon
Fastenal
FAST
+$916K
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$377K
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$279K

Top Sells

Rank Stock Value
1
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.43M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$257K
3
MMM icon
3M
MMM
+$244K
4
DCI icon
Donaldson
DCI
+$216K
5
BX icon
Blackstone
BX
+$177K

Sector Composition

Rank Sector Weight
1 Technology 12.39%
2 Financials 7.49%
3 Energy 3.27%
4 Consumer Discretionary 2.94%
5 Industrials 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VO icon
151
Vanguard Mid-Cap ETF
VO
$106B
$43K 0.02%
724
– –
PFF icon
152
iShares Preferred and Income Securities ETF
PFF
$13.1B
$42K 0.02%
1,094
-307
-22% -$12K
HYMB icon
153
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.07B
$41K 0.02%
1,354
– –
RWO icon
154
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.32B
$40K 0.02%
787
– –
DSI icon
155
iShares MSCI KLD 400 Social ETF
DSI
$5.19B
$37K 0.02%
450
– –
SHM icon
156
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$37K 0.02%
750
– –
XLP icon
157
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.1B
$36K 0.02%
530
– –
MDYV icon
158
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$35K 0.01%
531
– –
NZAC icon
159
State Street SPDR MSCI ACWI Climate Paris Aligned ETF
NZAC
$189M
$30K 0.01%
944
– –
JNK icon
160
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$15K 0.01%
135
– –
XLV icon
161
State Street Health Care Select Sector SPDR ETF
XLV
$42B
$12K 0.01%
95
– –
IWD icon
162
iShares Russell 1000 Value ETF
IWD
$82B
$10K ﹤0.01%
61
– –
SCHR
163
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$10K ﹤0.01%
338
– –
VHT icon
164
Vanguard Health Care ETF
VHT
$18.2B
$10K ﹤0.01%
40
– –
IJS icon
165
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$9K ﹤0.01%
85
– –
GMF icon
166
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$419M
$8K ﹤0.01%
64
– –
GXC icon
167
State Street SPDR S&P China ETF
GXC
$445M
$8K ﹤0.01%
70
-115
-62% -$13.5K
IMCG icon
168
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
$8K ﹤0.01%
120
– –
VBK icon
169
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$7K ﹤0.01%
26
-190
-88% -$54.4K
XHS icon
170
State Street SPDR S&P Health Care Services ETF
XHS
$205M
$7K ﹤0.01%
64
– –
XLI icon
171
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
$7K ﹤0.01%
69
– –
EEM icon
172
iShares MSCI Emerging Markets ETF
EEM
$28.5B
$6K ﹤0.01%
119
– –
IWO icon
173
iShares Russell 2000 Growth ETF
IWO
$14.3B
$6K ﹤0.01%
20
– –
VTI icon
174
Vanguard Total Stock Market ETF
VTI
$654B
$6K ﹤0.01%
29
– –
SCZ icon
175
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.2B
$3K ﹤0.01%
46
– –
4 5 6
7
8

Similar funds

TCMNY
Thrive Capital Management (New York) New York $344M AUM 25.6% 1-Year Est. Return
SMG
Smart Money Group Eastland, Texas $344M AUM 16.66% 1-Year Est. Return
CWM
Cedar Wealth Management Walnut Creek, California $344M AUM 18.78% 1-Year Est. Return
FMB
Field & Main Bank Henderson, Kentucky $344M AUM 23.98% 1-Year Est. Return
LWM
Long Walk Management Greenwich, Connecticut $344M AUM 44.86% 1-Year Est. Return
WP
Warburg Pincus New York $343M AUM 18.86% 1-Year Est. Return
MJP
Michael J. Puzo $343M AUM 18.42% 1-Year Est. Return
LKIM
Lawson Kroeker Investment Management Omaha, Nebraska $343M AUM 17.29% 1-Year Est. Return

Ballast Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Ballast Advisors held 183 positions worth $241M, up 1.7% from $236M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Trading was light in Q3 2021: portfolio turnover was 4.4%. Ballast Advisors opened 3 new positions and exited 5, leaving the 183-position portfolio largely intact.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Financials and Energy.

  • Ballast Advisors's largest Q3 2021 buy was Uber: 103,147 shares worth $4.62M.
  • Ballast Advisors added most to Schwab International Equity ETF in Q3 2021, an estimated $924K increase.
  • Ballast Advisors's biggest Q3 2021 reduction was Schwab US Large-Cap Value ETF, cutting an estimated $1.43M.
  • Ballast Advisors fully exited Donaldson in Q3 2021, selling an estimated $216K.
  • Ballast Advisors's ten largest holdings make up 61% of its $241M portfolio in Q3 2021.
  • Ballast Advisors opened 3 new positions and closed 5 in Q3 2021.
  • Ballast Advisors's portfolio value rose 1.7% quarter-over-quarter to $241M.

Based on Ballast Advisors's 13F filing for Q3 2021, filed 1 Nov 2021.