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Ballast Advisors Portfolio holdings

AUM $344M
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
+5.42%
1 Year Est. Return
+16.81%
3 Year Est. Return
+60.43%
5 Year Est. Return
+65.97%
10 Year Est. Return
–
AUM
$217M
AUM Growth
+$22.6M
Cap. Flow
+$12.5M
Cap. Flow %
5.76%
Top 10 Hldgs %
62%
Holding
177
New
7
Increased
51
Reduced
40
Closed
2

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.23M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$3.14M
3
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.69M
4
AAPL icon
Apple
AAPL
+$301K
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$204K

Top Sells

Rank Stock Value
1
NTIC icon
Northern Technologies International Corp
NTIC
+$1.18M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$1.09M
3
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$308K
4
RMD icon
ResMed
RMD
+$211K
5
NKE icon
Nike
NKE
+$200K

Sector Composition

Rank Sector Weight
1 Technology 10.02%
2 Financials 7.16%
3 Energy 3.81%
4 Consumer Discretionary 3.19%
5 Industrials 3.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHM icon
151
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$37K 0.02%
750
– –
XLP icon
152
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$36K 0.02%
530
– –
MDYV icon
153
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.77B
$35K 0.02%
531
– –
DSI icon
154
iShares MSCI KLD 400 Social ETF
DSI
$5.15B
$34K 0.02%
450
– –
NZAC icon
155
State Street SPDR MSCI ACWI Climate Paris Aligned ETF
NZAC
$190M
$28K 0.01%
944
– –
GXC icon
156
State Street SPDR S&P China ETF
GXC
$453M
$24K 0.01%
185
– –
IYF icon
157
iShares US Financials ETF
IYF
$4.68B
$23K 0.01%
304
– –
VDC icon
158
Vanguard Consumer Staples ETF
VDC
$7.98B
$19K 0.01%
108
– –
IJS icon
159
iShares S&P Small-Cap 600 Value ETF
IJS
$8.14B
$15K 0.01%
147
+87
+145% +$8.24K
JNK icon
160
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$15K 0.01%
135
– –
XLV icon
161
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$11K 0.01%
95
– –
IWD icon
162
iShares Russell 1000 Value ETF
IWD
$81.5B
$9K ﹤0.01%
61
– –
VHT icon
163
Vanguard Health Care ETF
VHT
$18.3B
$9K ﹤0.01%
40
– –
GMF icon
164
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$421M
$8K ﹤0.01%
64
– –
IMCG icon
165
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.95B
$8K ﹤0.01%
120
– –
SCHR
166
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$8K ﹤0.01%
266
-42
-14% -$1.21K
XHS icon
167
State Street SPDR S&P Health Care Services ETF
XHS
$207M
$7K ﹤0.01%
64
– –
XLI icon
168
State Street Industrial Select Sector SPDR ETF
XLI
$33.4B
$7K ﹤0.01%
69
– –
EEM icon
169
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$6K ﹤0.01%
119
– –
IWO icon
170
iShares Russell 2000 Growth ETF
IWO
$14.4B
$6K ﹤0.01%
20
– –
VTI icon
171
Vanguard Total Stock Market ETF
VTI
$655B
$6K ﹤0.01%
29
– –
SCZ icon
172
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.3B
$3K ﹤0.01%
46
– –
SPTS icon
173
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.09B
$2K ﹤0.01%
76
– –
NKE icon
174
Nike
NKE
$62.5B
– –
-1,412
Closed -$200K
RMD icon
175
ResMed
RMD
$29.5B
– –
-992
Closed -$211K
4 5 6
7
8

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Ballast Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Ballast Advisors held 177 positions worth $217M, up 12% from $194M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Ballast Advisors deployed $12.5M of net new capital in Q1 2021, opening 7 new positions and adding to 51 existing holdings. Its largest new stake was Vanguard Total International Bond ETF: 3,528 shares worth $202K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 12% a quarter earlier, followed by Financials and Energy.

On the sell side, the largest reduction was Northern Technologies International Corp, an estimated $1.18M trimmed.

  • Ballast Advisors's largest Q1 2021 buy was Vanguard Total International Bond ETF: 3,528 shares worth $202K.
  • Ballast Advisors added most to iShares Core US Aggregate Bond ETF in Q1 2021, an estimated $9.23M increase.
  • Ballast Advisors's biggest Q1 2021 reduction was Northern Technologies International Corp, cutting an estimated $1.18M.
  • Ballast Advisors fully exited ResMed in Q1 2021, selling an estimated $211K.
  • Ballast Advisors's ten largest holdings make up 62% of its $217M portfolio in Q1 2021.
  • Ballast Advisors opened 7 new positions and closed 2 in Q1 2021.
  • Ballast Advisors's portfolio value rose 12% quarter-over-quarter to $217M.

Based on Ballast Advisors's 13F filing for Q1 2021, filed 26 Apr 2021.