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Ballast Advisors Portfolio holdings

AUM $344M
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
+13.46%
1 Year Est. Return
+16.81%
3 Year Est. Return
+60.43%
5 Year Est. Return
+65.97%
10 Year Est. Return
–
AUM
$194M
AUM Growth
+$33.7M
Cap. Flow
+$12.7M
Cap. Flow %
6.56%
Top 10 Hldgs %
61.15%
Holding
179
New
10
Increased
56
Reduced
42
Closed
8

Top Buys

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$4.48M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$2.66M
3
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.85M
4
SCHF icon
Schwab International Equity ETF
SCHF
+$1.21M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$1.2M

Top Sells

Rank Stock Value
1
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$677K
2
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$596K
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$252K
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$246K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$243K

Sector Composition

Rank Sector Weight
1 Technology 11.59%
2 Financials 6.84%
3 Consumer Discretionary 3.69%
4 Energy 3.63%
5 Industrials 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GXC icon
151
State Street SPDR S&P China ETF
GXC
$453M
$24K 0.01%
185
+115
+164% +$14.6K
IYF icon
152
iShares US Financials ETF
IYF
$4.68B
$20K 0.01%
304
– –
VDC icon
153
Vanguard Consumer Staples ETF
VDC
$7.98B
$19K 0.01%
108
+11
+11% +$1.87K
JNK icon
154
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$15K 0.01%
135
-35
-21% -$3.73K
XLV icon
155
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$11K 0.01%
95
– –
SCHR
156
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$9K ﹤0.01%
308
-158
-34% -$4.6K
VHT icon
157
Vanguard Health Care ETF
VHT
$18.3B
$9K ﹤0.01%
40
– –
GMF icon
158
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$421M
$8K ﹤0.01%
64
– –
IMCG icon
159
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.95B
$8K ﹤0.01%
+120
New +$7.08K
IWD icon
160
iShares Russell 1000 Value ETF
IWD
$81.5B
$8K ﹤0.01%
61
– –
EEM icon
161
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$6K ﹤0.01%
119
– –
IWO icon
162
iShares Russell 2000 Growth ETF
IWO
$14.4B
$6K ﹤0.01%
+20
New +$5.1K
VTI icon
163
Vanguard Total Stock Market ETF
VTI
$655B
$6K ﹤0.01%
29
– –
XHS icon
164
State Street SPDR S&P Health Care Services ETF
XHS
$207M
$6K ﹤0.01%
64
– –
XLI icon
165
State Street Industrial Select Sector SPDR ETF
XLI
$33.4B
$6K ﹤0.01%
69
– –
IJS icon
166
iShares S&P Small-Cap 600 Value ETF
IJS
$8.14B
$5K ﹤0.01%
60
– –
SCZ icon
167
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.3B
$3K ﹤0.01%
+46
New +$2.9K
SPTS icon
168
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.09B
$2K ﹤0.01%
+76
New +$2.33K
HUM icon
169
Humana
HUM
$45.8B
– –
-500
Closed -$207K
IUSV icon
170
iShares Core S&P US Value ETF
IUSV
$27.3B
– –
-99
Closed -$5K
PCY icon
171
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
– –
-990
Closed -$27K
PGX icon
172
Invesco Preferred ETF
PGX
$3.81B
– –
-373
Closed -$5K
REZ icon
173
iShares Residential and Multisector Real Estate ETF
REZ
$904M
– –
-397
Closed -$24K
SPLV icon
174
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
– –
-3,240
Closed -$174K
SPYD icon
175
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.68B
$0 ﹤0.01%
10
+2
+25% +$62
4 5 6
7
8

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Ballast Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Ballast Advisors held 179 positions worth $194M, up 21% from $160M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Ballast Advisors deployed $12.7M of net new capital in Q4 2020, opening 10 new positions and adding to 56 existing holdings. Its largest new stake was Procter & Gamble: 1,837 shares worth $256K.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Value ETF, an estimated $677K trimmed.

  • Ballast Advisors's largest Q4 2020 buy was Procter & Gamble: 1,837 shares worth $256K.
  • Ballast Advisors added most to Schwab Emerging Markets Equity ETF in Q4 2020, an estimated $4.48M increase.
  • Ballast Advisors's biggest Q4 2020 reduction was State Street SPDR S&P 600 Small Cap Value ETF, cutting an estimated $677K.
  • Ballast Advisors fully exited Vanguard Short-Term Corporate Bond ETF in Q4 2020, selling an estimated $246K.
  • Ballast Advisors's ten largest holdings make up 61% of its $194M portfolio in Q4 2020.
  • Ballast Advisors opened 10 new positions and closed 8 in Q4 2020.
  • Ballast Advisors's portfolio value rose 21% quarter-over-quarter to $194M.

Based on Ballast Advisors's 13F filing for Q4 2020, filed 5 Feb 2021.