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Ballast Advisors Portfolio holdings

AUM $344M
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
+8.28%
1 Year Est. Return
+16.81%
3 Year Est. Return
+60.43%
5 Year Est. Return
+65.97%
10 Year Est. Return
–
AUM
$160M
AUM Growth
+$19.9M
Cap. Flow
+$9.02M
Cap. Flow %
5.62%
Top 10 Hldgs %
60.47%
Holding
176
New
16
Increased
42
Reduced
47
Closed
7

Top Buys

Rank Stock Value
1
EPD icon
Enterprise Products Partners
EPD
+$5.6M
2
JPM icon
JPMorgan Chase
JPM
+$1.55M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$842K
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$744K
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$740K

Top Sells

Rank Stock Value
1
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$1.44M
2
TGT icon
Target
TGT
+$322K
3
SCHF icon
Schwab International Equity ETF
SCHF
+$284K
4
FSKR
FS KKR Capital Corp. II
FSKR
+$216K
5
APOG icon
Apogee Enterprises
APOG
+$215K

Sector Composition

Rank Sector Weight
1 Technology 12.4%
2 Financials 6.85%
3 Consumer Discretionary 4.2%
4 Energy 3.57%
5 Healthcare 3.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VDC icon
151
Vanguard Consumer Staples ETF
VDC
$7.98B
$16K 0.01%
97
– –
SCHR
152
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$14K 0.01%
466
+112
+32% +$3.29K
VNQ icon
153
Vanguard Real Estate ETF
VNQ
$39.8B
$11K 0.01%
138
+19
+16% +$1.52K
XLV icon
154
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$10K 0.01%
95
– –
GXC icon
155
State Street SPDR S&P China ETF
GXC
$453M
$8K 0.01%
70
– –
VHT icon
156
Vanguard Health Care ETF
VHT
$18.3B
$8K 0.01%
40
– –
GMF icon
157
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$421M
$7K ﹤0.01%
64
– –
IWD icon
158
iShares Russell 1000 Value ETF
IWD
$81.5B
$7K ﹤0.01%
61
-135
-69% -$16K
EEM icon
159
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$5K ﹤0.01%
119
– –
IUSV icon
160
iShares Core S&P US Value ETF
IUSV
$27.3B
$5K ﹤0.01%
99
-822
-89% -$44.9K
PGX icon
161
Invesco Preferred ETF
PGX
$3.81B
$5K ﹤0.01%
+373
New +$5.47K
VTI icon
162
Vanguard Total Stock Market ETF
VTI
$655B
$5K ﹤0.01%
29
– –
XHS icon
163
State Street SPDR S&P Health Care Services ETF
XHS
$207M
$5K ﹤0.01%
64
– –
XLI icon
164
State Street Industrial Select Sector SPDR ETF
XLI
$33.4B
$5K ﹤0.01%
69
– –
IJS icon
165
iShares S&P Small-Cap 600 Value ETF
IJS
$8.14B
$4K ﹤0.01%
60
– –
SCHP icon
166
Schwab US TIPS ETF
SCHP
$16.3B
$3K ﹤0.01%
+110
New +$3.37K
AMLP icon
167
Alerian MLP ETF
AMLP
$12.7B
– –
-8,179
Closed -$202K
APOG icon
168
Apogee Enterprises
APOG
$855M
– –
-9,317
Closed -$215K
KRE icon
169
State Street SPDR S&P Regional Banking ETF
KRE
$4.47B
– –
-1,687
Closed -$65K
MBB icon
170
iShares MBS ETF
MBB
$39.1B
– –
-55
Closed -$6K
SPY icon
171
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$781B
– –
-1,500
Closed -$463K
SPYD icon
172
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.68B
$0 ﹤0.01%
8
– –
TGT icon
173
Target
TGT
$63.7B
– –
-2,686
Closed -$322K
FSKR
174
DELISTED
FS KKR Capital Corp. II
FSKR
– –
-16,774
Closed -$216K
3 4 5 6
7

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Ballast Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Ballast Advisors held 176 positions worth $160M, up 14% from $141M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Ballast Advisors deployed $9.02M of net new capital in Q3 2020, opening 16 new positions and adding to 42 existing holdings. Its largest new stake was Enterprise Products Partners: 319,454 shares worth $5.04M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab US Mid-Cap ETF, an estimated $1.44M trimmed.

  • Ballast Advisors's largest Q3 2020 buy was Enterprise Products Partners: 319,454 shares worth $5.04M.
  • Ballast Advisors added most to JPMorgan Chase in Q3 2020, an estimated $1.55M increase.
  • Ballast Advisors's biggest Q3 2020 reduction was Schwab US Mid-Cap ETF, cutting an estimated $1.44M.
  • Ballast Advisors fully exited Target in Q3 2020, selling an estimated $322K.
  • Ballast Advisors's ten largest holdings make up 60% of its $160M portfolio in Q3 2020.
  • Ballast Advisors opened 16 new positions and closed 7 in Q3 2020.
  • Ballast Advisors's portfolio value rose 14% quarter-over-quarter to $160M.

Based on Ballast Advisors's 13F filing for Q3 2020, filed 22 Oct 2020.