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Ballast Advisors Portfolio holdings

AUM $344M
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+16.81%
3 Year Est. Return
+60.43%
5 Year Est. Return
+65.97%
10 Year Est. Return
–
AUM
$241M
AUM Growth
+$4.05M
Cap. Flow
+$6.1M
Cap. Flow %
2.54%
Top 10 Hldgs %
61.02%
Holding
183
New
3
Increased
57
Reduced
37
Closed
5

Top Buys

Rank Stock Value
1
UBER icon
Uber
UBER
+$4.51M
2
SCHF icon
Schwab International Equity ETF
SCHF
+$924K
3
FAST icon
Fastenal
FAST
+$916K
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$377K
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$279K

Top Sells

Rank Stock Value
1
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.43M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$257K
3
MMM icon
3M
MMM
+$244K
4
DCI icon
Donaldson
DCI
+$216K
5
BX icon
Blackstone
BX
+$177K

Sector Composition

Rank Sector Weight
1 Technology 12.39%
2 Financials 7.49%
3 Energy 3.27%
4 Consumer Discretionary 2.94%
5 Industrials 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHP icon
126
Schwab US TIPS ETF
SCHP
$16.3B
$116K 0.05%
3,694
+656
+22% +$20.7K
IJH icon
127
iShares Core S&P Mid-Cap ETF
IJH
$123B
$113K 0.05%
2,140
– –
IDV icon
128
iShares International Select Dividend ETF
IDV
$8.24B
$109K 0.05%
3,586
– –
TFI icon
129
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
$92K 0.04%
1,789
– –
IVW icon
130
iShares S&P 500 Growth ETF
IVW
$72.2B
$91K 0.04%
1,234
+113
+10% +$8.61K
IWV icon
131
iShares Russell 3000 ETF
IWV
$19.5B
$91K 0.04%
356
+143
+67% +$37.4K
SDY icon
132
State Street SPDR S&P Dividend ETF
SDY
$22B
$90K 0.04%
764
– –
XLF icon
133
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$90K 0.04%
2,405
– –
SCHD icon
134
Schwab US Dividend Equity ETF
SCHD
$103B
$88K 0.04%
3,561
– –
ECOZ
135
DELISTED
TrueShares ESG Active Opportunities ETF
ECOZ
$88K 0.04%
2,313
– –
EFV icon
136
iShares MSCI EAFE Value ETF
EFV
$28.3B
$85K 0.04%
1,663
– –
MDYG icon
137
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.85B
$80K 0.03%
1,059
– –
VYM icon
138
Vanguard High Dividend Yield ETF
VYM
$81.3B
$78K 0.03%
752
– –
IJK icon
139
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.9B
$77K 0.03%
976
– –
SPTL icon
140
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.6B
$75K 0.03%
1,828
-150
-8% -$6.37K
IJT icon
141
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.25B
$72K 0.03%
550
– –
SPEM icon
142
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.1B
$68K 0.03%
1,599
+281
+21% +$12.2K
VNQ icon
143
Vanguard Real Estate ETF
VNQ
$39.8B
$66K 0.03%
647
+78
+14% +$8.27K
XLK icon
144
State Street Technology Select Sector SPDR ETF
XLK
$114B
$60K 0.02%
804
– –
DVY icon
145
iShares Select Dividend ETF
DVY
$23.8B
$55K 0.02%
482
– –
IWN icon
146
iShares Russell 2000 Value ETF
IWN
$14.4B
$54K 0.02%
338
– –
IEI icon
147
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$49K 0.02%
373
– –
EFG icon
148
iShares MSCI EAFE Growth ETF
EFG
$16.4B
$47K 0.02%
443
– –
SPYM
149
State Street SPDR Portfolio S&P 500 ETF
SPYM
$159B
$45K 0.02%
884
– –
VDC icon
150
Vanguard Consumer Staples ETF
VDC
$7.98B
$44K 0.02%
247
+85
+52% +$15.7K
4 5
6
7 8

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LKIM
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Ballast Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Ballast Advisors held 183 positions worth $241M, up 1.7% from $236M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Trading was light in Q3 2021: portfolio turnover was 4.4%. Ballast Advisors opened 3 new positions and exited 5, leaving the 183-position portfolio largely intact.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Financials and Energy.

  • Ballast Advisors's largest Q3 2021 buy was Uber: 103,147 shares worth $4.62M.
  • Ballast Advisors added most to Schwab International Equity ETF in Q3 2021, an estimated $924K increase.
  • Ballast Advisors's biggest Q3 2021 reduction was Schwab US Large-Cap Value ETF, cutting an estimated $1.43M.
  • Ballast Advisors fully exited Donaldson in Q3 2021, selling an estimated $216K.
  • Ballast Advisors's ten largest holdings make up 61% of its $241M portfolio in Q3 2021.
  • Ballast Advisors opened 3 new positions and closed 5 in Q3 2021.
  • Ballast Advisors's portfolio value rose 1.7% quarter-over-quarter to $241M.

Based on Ballast Advisors's 13F filing for Q3 2021, filed 1 Nov 2021.