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Ballast Advisors Portfolio holdings

AUM $344M
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
+5.42%
1 Year Est. Return
+16.81%
3 Year Est. Return
+60.43%
5 Year Est. Return
+65.97%
10 Year Est. Return
–
AUM
$217M
AUM Growth
+$22.6M
Cap. Flow
+$12.5M
Cap. Flow %
5.76%
Top 10 Hldgs %
62%
Holding
177
New
7
Increased
51
Reduced
40
Closed
2

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.23M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$3.14M
3
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.69M
4
AAPL icon
Apple
AAPL
+$301K
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$204K

Top Sells

Rank Stock Value
1
NTIC icon
Northern Technologies International Corp
NTIC
+$1.18M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$1.09M
3
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$308K
4
RMD icon
ResMed
RMD
+$211K
5
NKE icon
Nike
NKE
+$200K

Sector Composition

Rank Sector Weight
1 Technology 10.02%
2 Financials 7.16%
3 Energy 3.81%
4 Consumer Discretionary 3.19%
5 Industrials 3.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLF icon
126
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$82K 0.04%
2,405
– –
MDYG icon
127
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.85B
$80K 0.04%
1,059
– –
SPTL icon
128
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.6B
$77K 0.04%
1,978
-253
-11% -$10.5K
IJK icon
129
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.9B
$76K 0.04%
976
– –
SCHP icon
130
Schwab US TIPS ETF
SCHP
$16.3B
$76K 0.04%
2,480
+358
+17% +$11K
VYM icon
131
Vanguard High Dividend Yield ETF
VYM
$81.3B
$76K 0.04%
752
– –
ARKW icon
132
ARK Web x.0 ETF
ARKW
$1.65B
$75K 0.03%
+506
New +$81.6K
IVW icon
133
iShares S&P 500 Growth ETF
IVW
$72.2B
$72K 0.03%
1,108
-8
-0.7% -$517
IJT icon
134
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.25B
$71K 0.03%
550
– –
ARKG icon
135
ARK Genomic Revolution ETF
ARKG
$1.54B
$69K 0.03%
+778
New +$77.2K
ARKK icon
136
ARK Innovation ETF
ARKK
$5.74B
$62K 0.03%
+513
New +$69.4K
VBK icon
137
Vanguard Small-Cap Growth ETF
VBK
$23.3B
$59K 0.03%
216
– –
DVY icon
138
iShares Select Dividend ETF
DVY
$23.8B
$55K 0.03%
482
-5
-1% -$528
IWN icon
139
iShares Russell 2000 Value ETF
IWN
$14.4B
$54K 0.02%
338
– –
PFF icon
140
iShares Preferred and Income Securities ETF
PFF
$13.2B
$53K 0.02%
1,391
+7
+0.5% +$266
SPEM icon
141
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.1B
$53K 0.02%
1,203
+200
+20% +$8.94K
XLK icon
142
State Street Technology Select Sector SPDR ETF
XLK
$114B
$53K 0.02%
804
– –
IWV icon
143
iShares Russell 3000 ETF
IWV
$19.5B
$51K 0.02%
213
– –
IEI icon
144
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$48K 0.02%
373
– –
EFG icon
145
iShares MSCI EAFE Growth ETF
EFG
$16.4B
$45K 0.02%
443
– –
SPYM
146
State Street SPDR Portfolio S&P 500 ETF
SPYM
$159B
$41K 0.02%
884
– –
HYMB icon
147
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$40K 0.02%
1,354
– –
VO icon
148
Vanguard Mid-Cap ETF
VO
$107B
$40K 0.02%
724
– –
VNQ icon
149
Vanguard Real Estate ETF
VNQ
$39.8B
$39K 0.02%
421
+36
+9% +$3.16K
RWO icon
150
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.32B
$37K 0.02%
787
– –
4 5
6
7 8

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Ballast Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Ballast Advisors held 177 positions worth $217M, up 12% from $194M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Ballast Advisors deployed $12.5M of net new capital in Q1 2021, opening 7 new positions and adding to 51 existing holdings. Its largest new stake was Vanguard Total International Bond ETF: 3,528 shares worth $202K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 12% a quarter earlier, followed by Financials and Energy.

On the sell side, the largest reduction was Northern Technologies International Corp, an estimated $1.18M trimmed.

  • Ballast Advisors's largest Q1 2021 buy was Vanguard Total International Bond ETF: 3,528 shares worth $202K.
  • Ballast Advisors added most to iShares Core US Aggregate Bond ETF in Q1 2021, an estimated $9.23M increase.
  • Ballast Advisors's biggest Q1 2021 reduction was Northern Technologies International Corp, cutting an estimated $1.18M.
  • Ballast Advisors fully exited ResMed in Q1 2021, selling an estimated $211K.
  • Ballast Advisors's ten largest holdings make up 62% of its $217M portfolio in Q1 2021.
  • Ballast Advisors opened 7 new positions and closed 2 in Q1 2021.
  • Ballast Advisors's portfolio value rose 12% quarter-over-quarter to $217M.

Based on Ballast Advisors's 13F filing for Q1 2021, filed 26 Apr 2021.