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Ballast Advisors Portfolio holdings

AUM $344M
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
+13.46%
1 Year Est. Return
+16.81%
3 Year Est. Return
+60.43%
5 Year Est. Return
+65.97%
10 Year Est. Return
–
AUM
$194M
AUM Growth
+$33.7M
Cap. Flow
+$12.7M
Cap. Flow %
6.56%
Top 10 Hldgs %
61.15%
Holding
179
New
10
Increased
56
Reduced
42
Closed
8

Top Buys

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$4.48M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$2.66M
3
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.85M
4
SCHF icon
Schwab International Equity ETF
SCHF
+$1.21M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$1.2M

Top Sells

Rank Stock Value
1
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$677K
2
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$596K
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$252K
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$246K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$243K

Sector Composition

Rank Sector Weight
1 Technology 11.59%
2 Financials 6.84%
3 Consumer Discretionary 3.69%
4 Energy 3.63%
5 Industrials 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVW icon
126
iShares S&P 500 Growth ETF
IVW
$72B
$71K 0.04%
1,116
-80
-7% -$4.85K
XLF icon
127
State Street Financial Select Sector SPDR ETF
XLF
$57.2B
$71K 0.04%
2,405
-704
-23% -$18.8K
IJK icon
128
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$70K 0.04%
976
– –
VYM icon
129
Vanguard High Dividend Yield ETF
VYM
$82.1B
$69K 0.04%
752
+430
+134% +$37.4K
SCHP icon
130
Schwab US TIPS ETF
SCHP
$16.4B
$66K 0.03%
2,122
+2,012
+1,829% +$61.8K
IJT icon
131
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.26B
$63K 0.03%
550
– –
VBK icon
132
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$58K 0.03%
216
– –
PFF icon
133
iShares Preferred and Income Securities ETF
PFF
$13.2B
$53K 0.03%
1,384
-88
-6% -$3.29K
XLK icon
134
State Street Technology Select Sector SPDR ETF
XLK
$112B
$52K 0.03%
804
– –
IEI icon
135
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$50K 0.03%
373
– –
IWV icon
136
iShares Russell 3000 ETF
IWV
$19.5B
$48K 0.02%
213
– –
DVY icon
137
iShares Select Dividend ETF
DVY
$24.2B
$47K 0.02%
487
– –
EFG icon
138
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$45K 0.02%
443
– –
IWN icon
139
iShares Russell 2000 Value ETF
IWN
$14.5B
$45K 0.02%
338
– –
SPEM icon
140
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$42K 0.02%
1,003
+50
+5% +$1.98K
HYMB icon
141
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$40K 0.02%
1,354
– –
SPYM
142
State Street SPDR Portfolio S&P 500 ETF
SPYM
$160B
$39K 0.02%
884
– –
SHM icon
143
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$37K 0.02%
750
– –
VO icon
144
Vanguard Mid-Cap ETF
VO
$107B
$37K 0.02%
724
– –
XLP icon
145
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$36K 0.02%
530
– –
RWO icon
146
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.33B
$35K 0.02%
787
– –
VNQ icon
147
Vanguard Real Estate ETF
VNQ
$40.2B
$33K 0.02%
385
+247
+179% +$20.5K
DSI icon
148
iShares MSCI KLD 400 Social ETF
DSI
$5.18B
$32K 0.02%
450
– –
MDYV icon
149
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.79B
$29K 0.01%
531
– –
NZAC icon
150
State Street SPDR MSCI ACWI Climate Paris Aligned ETF
NZAC
$189M
$27K 0.01%
944
– –
4 5
6
7 8

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Ballast Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Ballast Advisors held 179 positions worth $194M, up 21% from $160M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Ballast Advisors deployed $12.7M of net new capital in Q4 2020, opening 10 new positions and adding to 56 existing holdings. Its largest new stake was Procter & Gamble: 1,837 shares worth $256K.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Value ETF, an estimated $677K trimmed.

  • Ballast Advisors's largest Q4 2020 buy was Procter & Gamble: 1,837 shares worth $256K.
  • Ballast Advisors added most to Schwab Emerging Markets Equity ETF in Q4 2020, an estimated $4.48M increase.
  • Ballast Advisors's biggest Q4 2020 reduction was State Street SPDR S&P 600 Small Cap Value ETF, cutting an estimated $677K.
  • Ballast Advisors fully exited Vanguard Short-Term Corporate Bond ETF in Q4 2020, selling an estimated $246K.
  • Ballast Advisors's ten largest holdings make up 61% of its $194M portfolio in Q4 2020.
  • Ballast Advisors opened 10 new positions and closed 8 in Q4 2020.
  • Ballast Advisors's portfolio value rose 21% quarter-over-quarter to $194M.

Based on Ballast Advisors's 13F filing for Q4 2020, filed 5 Feb 2021.