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Ballast Advisors Portfolio holdings

AUM $344M
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
+8.28%
1 Year Est. Return
+16.81%
3 Year Est. Return
+60.43%
5 Year Est. Return
+65.97%
10 Year Est. Return
–
AUM
$160M
AUM Growth
+$19.9M
Cap. Flow
+$9.02M
Cap. Flow %
5.62%
Top 10 Hldgs %
60.47%
Holding
176
New
16
Increased
42
Reduced
47
Closed
7

Top Buys

Rank Stock Value
1
EPD icon
Enterprise Products Partners
EPD
+$5.6M
2
JPM icon
JPMorgan Chase
JPM
+$1.55M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$842K
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$744K
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$740K

Top Sells

Rank Stock Value
1
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$1.44M
2
TGT icon
Target
TGT
+$322K
3
SCHF icon
Schwab International Equity ETF
SCHF
+$284K
4
FSKR
FS KKR Capital Corp. II
FSKR
+$216K
5
APOG icon
Apogee Enterprises
APOG
+$215K

Sector Composition

Rank Sector Weight
1 Technology 12.4%
2 Financials 6.85%
3 Consumer Discretionary 4.2%
4 Energy 3.57%
5 Healthcare 3.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJK icon
126
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$58K 0.04%
976
– –
PFF icon
127
iShares Preferred and Income Securities ETF
PFF
$13.2B
$54K 0.03%
1,472
+12
+0.8% +$432
IEI icon
128
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$50K 0.03%
+373
New +$49.8K
IJT icon
129
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.25B
$49K 0.03%
550
– –
XLK icon
130
State Street Technology Select Sector SPDR ETF
XLK
$112B
$47K 0.03%
804
– –
VBK icon
131
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$46K 0.03%
216
– –
IWV icon
132
iShares Russell 3000 ETF
IWV
$19.5B
$42K 0.03%
213
– –
DVY icon
133
iShares Select Dividend ETF
DVY
$24.1B
$40K 0.02%
487
– –
EFG icon
134
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$40K 0.02%
443
– –
HYMB icon
135
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$38K 0.02%
1,354
– –
SHM icon
136
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$37K 0.02%
750
– –
SPEM icon
137
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$35K 0.02%
953
+32
+3% +$1.17K
SPYM
138
State Street SPDR Portfolio S&P 500 ETF
SPYM
$160B
$35K 0.02%
884
– –
IWN icon
139
iShares Russell 2000 Value ETF
IWN
$14.5B
$34K 0.02%
338
+14
+4% +$1.42K
XLP icon
140
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$34K 0.02%
530
– –
VO icon
141
Vanguard Mid-Cap ETF
VO
$107B
$32K 0.02%
724
– –
RWO icon
142
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.33B
$31K 0.02%
787
– –
DSI icon
143
iShares MSCI KLD 400 Social ETF
DSI
$5.18B
$29K 0.02%
450
– –
PCY icon
144
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$27K 0.02%
+990
New +$27.4K
VYM icon
145
Vanguard High Dividend Yield ETF
VYM
$81.9B
$26K 0.02%
322
– –
NZAC icon
146
State Street SPDR MSCI ACWI Climate Paris Aligned ETF
NZAC
$189M
$24K 0.02%
944
– –
REZ icon
147
iShares Residential and Multisector Real Estate ETF
REZ
$907M
$24K 0.02%
397
– –
MDYV icon
148
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.79B
$23K 0.01%
531
-11
-2% -$488
JNK icon
149
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.06B
$18K 0.01%
170
-208
-55% -$21.7K
IYF icon
150
iShares US Financials ETF
IYF
$4.73B
$17K 0.01%
304
– –
3 4 5
6
7

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FMB
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LWM
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MJP
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LKIM
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Ballast Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Ballast Advisors held 176 positions worth $160M, up 14% from $141M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Ballast Advisors deployed $9.02M of net new capital in Q3 2020, opening 16 new positions and adding to 42 existing holdings. Its largest new stake was Enterprise Products Partners: 319,454 shares worth $5.04M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab US Mid-Cap ETF, an estimated $1.44M trimmed.

  • Ballast Advisors's largest Q3 2020 buy was Enterprise Products Partners: 319,454 shares worth $5.04M.
  • Ballast Advisors added most to JPMorgan Chase in Q3 2020, an estimated $1.55M increase.
  • Ballast Advisors's biggest Q3 2020 reduction was Schwab US Mid-Cap ETF, cutting an estimated $1.44M.
  • Ballast Advisors fully exited Target in Q3 2020, selling an estimated $322K.
  • Ballast Advisors's ten largest holdings make up 60% of its $160M portfolio in Q3 2020.
  • Ballast Advisors opened 16 new positions and closed 7 in Q3 2020.
  • Ballast Advisors's portfolio value rose 14% quarter-over-quarter to $160M.

Based on Ballast Advisors's 13F filing for Q3 2020, filed 22 Oct 2020.