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Ballast Advisors Portfolio holdings

AUM $344M
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
+8.28%
1 Year Est. Return
+16.81%
3 Year Est. Return
+60.43%
5 Year Est. Return
+65.97%
10 Year Est. Return
–
AUM
$160M
AUM Growth
+$19.9M
Cap. Flow
+$9.02M
Cap. Flow %
5.62%
Top 10 Hldgs %
60.47%
Holding
176
New
16
Increased
42
Reduced
47
Closed
7

Top Buys

Rank Stock Value
1
EPD icon
Enterprise Products Partners
EPD
+$5.6M
2
JPM icon
JPMorgan Chase
JPM
+$1.55M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$842K
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$744K
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$740K

Top Sells

Rank Stock Value
1
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$1.44M
2
TGT icon
Target
TGT
+$322K
3
SCHF icon
Schwab International Equity ETF
SCHF
+$284K
4
FSKR
FS KKR Capital Corp. II
FSKR
+$216K
5
APOG icon
Apogee Enterprises
APOG
+$215K

Sector Composition

Rank Sector Weight
1 Technology 12.4%
2 Financials 6.85%
3 Consumer Discretionary 4.2%
4 Energy 3.57%
5 Healthcare 3.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SJNK icon
76
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.88B
$258K 0.16%
9,981
+419
+4% +$10.8K
ABBV icon
77
AbbVie
ABBV
$454B
$256K 0.16%
2,926
+1
+0% +$94
AMT icon
78
American Tower
AMT
$77.7B
$248K 0.15%
1,025
– –
BWB icon
79
Bridgewater Bancshares
BWB
$575M
$248K 0.15%
26,100
– –
VCSH icon
80
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$246K 0.15%
2,964
– –
SCHZ icon
81
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$245K 0.15%
8,746
+1,030
+13% +$29K
COST icon
82
Costco
COST
$422B
$244K 0.15%
+686
New +$231K
AXP icon
83
American Express
AXP
$226B
$242K 0.15%
2,413
+147
+6% +$14.5K
ORCL icon
84
Oracle
ORCL
$345B
$236K 0.15%
3,961
-151
-4% -$8.58K
TSLA icon
85
Tesla
TSLA
$1.22T
$230K 0.14%
+1,605
New +$190K
TRV icon
86
Travelers Companies
TRV
$81.4B
$225K 0.14%
2,078
– –
XEL icon
87
Xcel Energy
XEL
$50.4B
$225K 0.14%
+3,265
New +$223K
NVDA icon
88
NVIDIA
NVDA
$4.76T
$216K 0.13%
+16,000
New +$186K
XOM icon
89
ExxonMobil
XOM
$642B
$216K 0.13%
6,294
-116
-2% -$4.74K
IEFA icon
90
iShares Core MSCI EAFE ETF
IEFA
$188B
$212K 0.13%
3,524
– –
HUM icon
91
Humana
HUM
$45.8B
$207K 0.13%
+500
New +$201K
WM icon
92
Waste Management
WM
$95.5B
$205K 0.13%
+1,812
New +$200K
USB icon
93
US Bancorp
USB
$98.9B
$201K 0.13%
5,593
-1,054
-16% -$38.6K
OGE icon
94
OGE Energy
OGE
$10.2B
$200K 0.12%
6,673
– –
VV icon
95
Vanguard Large-Cap ETF
VV
$51.9B
$195K 0.12%
1,247
-250
-17% -$38.5K
IWP icon
96
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$180K 0.11%
2,080
– –
SPLV icon
97
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$174K 0.11%
+3,240
New +$172K
LQD icon
98
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.4B
$171K 0.11%
1,266
– –
IWX icon
99
iShares Russell Top 200 Value ETF
IWX
$3.94B
$170K 0.11%
3,338
– –
XLU icon
100
State Street Utilities Select Sector SPDR ETF
XLU
$23.5B
$168K 0.1%
5,658
– –
2 3
4
5 6

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FMB
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LWM
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MJP
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LKIM
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Ballast Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Ballast Advisors held 176 positions worth $160M, up 14% from $141M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Ballast Advisors deployed $9.02M of net new capital in Q3 2020, opening 16 new positions and adding to 42 existing holdings. Its largest new stake was Enterprise Products Partners: 319,454 shares worth $5.04M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab US Mid-Cap ETF, an estimated $1.44M trimmed.

  • Ballast Advisors's largest Q3 2020 buy was Enterprise Products Partners: 319,454 shares worth $5.04M.
  • Ballast Advisors added most to JPMorgan Chase in Q3 2020, an estimated $1.55M increase.
  • Ballast Advisors's biggest Q3 2020 reduction was Schwab US Mid-Cap ETF, cutting an estimated $1.44M.
  • Ballast Advisors fully exited Target in Q3 2020, selling an estimated $322K.
  • Ballast Advisors's ten largest holdings make up 60% of its $160M portfolio in Q3 2020.
  • Ballast Advisors opened 16 new positions and closed 7 in Q3 2020.
  • Ballast Advisors's portfolio value rose 14% quarter-over-quarter to $160M.

Based on Ballast Advisors's 13F filing for Q3 2020, filed 22 Oct 2020.