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Ballast Advisors Portfolio holdings

AUM $344M
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
+8.28%
1 Year Est. Return
+16.81%
3 Year Est. Return
+60.43%
5 Year Est. Return
+65.97%
10 Year Est. Return
–
AUM
$160M
AUM Growth
+$19.9M
Cap. Flow
+$9.02M
Cap. Flow %
5.62%
Top 10 Hldgs %
60.47%
Holding
176
New
16
Increased
42
Reduced
47
Closed
7

Top Buys

Rank Stock Value
1
EPD icon
Enterprise Products Partners
EPD
+$5.6M
2
JPM icon
JPMorgan Chase
JPM
+$1.55M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$842K
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$744K
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$740K

Top Sells

Rank Stock Value
1
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$1.44M
2
TGT icon
Target
TGT
+$322K
3
SCHF icon
Schwab International Equity ETF
SCHF
+$284K
4
FSKR
FS KKR Capital Corp. II
FSKR
+$216K
5
APOG icon
Apogee Enterprises
APOG
+$215K

Sector Composition

Rank Sector Weight
1 Technology 12.4%
2 Financials 6.85%
3 Consumer Discretionary 4.2%
4 Energy 3.57%
5 Healthcare 3.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHM icon
51
Schwab US Mid-Cap ETF
SCHM
$14.6B
$429K 0.27%
23,187
-77,478
-77% -$1.44M
INTC icon
52
Intel
INTC
$462B
$406K 0.25%
7,834
+202
+3% +$10.5K
SLY
53
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$406K 0.25%
6,671
-265
-4% -$16.4K
CVS icon
54
CVS Health
CVS
$137B
$399K 0.25%
6,832
+1,005
+17% +$62.5K
SBUX icon
55
Starbucks
SBUX
$118B
$398K 0.25%
4,631
+389
+9% +$31K
META icon
56
Meta Platforms (Facebook)
META
$1.51T
$378K 0.24%
1,442
+75
+5% +$19.3K
IBM icon
57
IBM
IBM
$204B
$374K 0.23%
3,219
-250
-7% -$29.4K
CSCO icon
58
Cisco
CSCO
$452B
$357K 0.22%
9,054
-67
-0.7% -$2.92K
IHI icon
59
iShares US Medical Devices ETF
IHI
$3.06B
$355K 0.22%
7,110
– –
ABT icon
60
Abbott
ABT
$182B
$339K 0.21%
3,113
– –
TIP icon
61
iShares TIPS Bond ETF
TIP
$14.5B
$334K 0.21%
2,643
-193
-7% -$24.2K
MRK icon
62
Merck
MRK
$323B
$332K 0.21%
4,194
-25
-0.6% -$1.96K
PFE icon
63
Pfizer
PFE
$141B
$324K 0.2%
9,294
– –
IWY icon
64
iShares Russell Top 200 Growth ETF
IWY
$15.7B
$319K 0.2%
2,627
– –
CTAS icon
65
Cintas
CTAS
$84.4B
$315K 0.2%
3,780
– –
SUB icon
66
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$311K 0.19%
2,874
– –
ACN icon
67
Accenture
ACN
$94.3B
$310K 0.19%
1,373
-119
-8% -$27.3K
DIS icon
68
Walt Disney
DIS
$168B
$306K 0.19%
2,463
+215
+10% +$26.9K
EFA icon
69
iShares MSCI EAFE ETF
EFA
$76.8B
$301K 0.19%
4,730
-421
-8% -$26.9K
MCD icon
70
McDonald's
MCD
$192B
$284K 0.18%
1,295
– –
NFLX icon
71
Netflix
NFLX
$293B
$283K 0.18%
5,660
+300
+6% +$14.9K
VWOB icon
72
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.16B
$279K 0.17%
3,539
+497
+16% +$39.7K
WMT icon
73
Walmart Inc
WMT
$889B
$273K 0.17%
5,850
– –
VGT icon
74
Vanguard Information Technology ETF
VGT
$138B
$270K 0.17%
6,928
– –
UNP icon
75
Union Pacific
UNP
$178B
$261K 0.16%
1,325
– –
1 2
3
4 5

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Ballast Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Ballast Advisors held 176 positions worth $160M, up 14% from $141M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Ballast Advisors deployed $9.02M of net new capital in Q3 2020, opening 16 new positions and adding to 42 existing holdings. Its largest new stake was Enterprise Products Partners: 319,454 shares worth $5.04M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab US Mid-Cap ETF, an estimated $1.44M trimmed.

  • Ballast Advisors's largest Q3 2020 buy was Enterprise Products Partners: 319,454 shares worth $5.04M.
  • Ballast Advisors added most to JPMorgan Chase in Q3 2020, an estimated $1.55M increase.
  • Ballast Advisors's biggest Q3 2020 reduction was Schwab US Mid-Cap ETF, cutting an estimated $1.44M.
  • Ballast Advisors fully exited Target in Q3 2020, selling an estimated $322K.
  • Ballast Advisors's ten largest holdings make up 60% of its $160M portfolio in Q3 2020.
  • Ballast Advisors opened 16 new positions and closed 7 in Q3 2020.
  • Ballast Advisors's portfolio value rose 14% quarter-over-quarter to $160M.

Based on Ballast Advisors's 13F filing for Q3 2020, filed 22 Oct 2020.