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Ballast Advisors Portfolio holdings

AUM $344M
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
+8.28%
1 Year Est. Return
+16.81%
3 Year Est. Return
+60.43%
5 Year Est. Return
+65.97%
10 Year Est. Return
–
AUM
$160M
AUM Growth
+$19.9M
Cap. Flow
+$9.02M
Cap. Flow %
5.62%
Top 10 Hldgs %
60.47%
Holding
176
New
16
Increased
42
Reduced
47
Closed
7

Top Buys

Rank Stock Value
1
EPD icon
Enterprise Products Partners
EPD
+$5.6M
2
JPM icon
JPMorgan Chase
JPM
+$1.55M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$842K
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$744K
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$740K

Top Sells

Rank Stock Value
1
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$1.44M
2
TGT icon
Target
TGT
+$322K
3
SCHF icon
Schwab International Equity ETF
SCHF
+$284K
4
FSKR
FS KKR Capital Corp. II
FSKR
+$216K
5
APOG icon
Apogee Enterprises
APOG
+$215K

Sector Composition

Rank Sector Weight
1 Technology 12.4%
2 Financials 6.85%
3 Consumer Discretionary 4.2%
4 Energy 3.57%
5 Healthcare 3.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
26
iShares Core S&P 500 ETF
IVV
$876B
$1.17M 0.73%
3,488
-67
-2% -$22.3K
MDT icon
27
Medtronic
MDT
$107B
$1.07M 0.67%
10,284
-96
-0.9% -$9.64K
GOOGL icon
28
Alphabet (Google) Class A
GOOGL
$3.91T
$875K 0.55%
11,940
+200
+2% +$15.2K
IJR icon
29
iShares Core S&P Small-Cap ETF
IJR
$109B
$845K 0.53%
12,037
+1,298
+12% +$93K
SLYV icon
30
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$735K 0.46%
14,666
-296
-2% -$15.2K
CP icon
31
Canadian Pacific Kansas City
CP
$82B
$721K 0.45%
11,845
– –
VZ icon
32
Verizon
VZ
$194B
$718K 0.45%
12,070
+6
+0% +$349
UNH icon
33
UnitedHealth
UNH
$382B
$694K 0.43%
2,226
– –
SLYG icon
34
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.02B
$643K 0.4%
10,886
-252
-2% -$15.1K
GOOG icon
35
Alphabet (Google) Class C
GOOG
$3.9T
$582K 0.36%
7,920
+500
+7% +$38.1K
IWF icon
36
iShares Russell 1000 Growth ETF
IWF
$122B
$568K 0.35%
10,472
-860
-8% -$45.3K
SPDW icon
37
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.7B
$552K 0.34%
18,854
-1,623
-8% -$47.4K
VUG icon
38
Vanguard Growth ETF
VUG
$216B
$521K 0.32%
13,746
-198
-1% -$7.31K
CAT icon
39
Caterpillar
CAT
$409B
$512K 0.32%
3,430
-385
-10% -$54.1K
SPYG icon
40
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$509K 0.32%
10,166
+75
+0.7% +$3.68K
SCHE icon
41
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$496K 0.31%
18,544
-41
-0.2% -$1.09K
HON icon
42
Honeywell
HON
$77.1B
$487K 0.3%
3,137
-69
-2% -$10.3K
HD icon
43
Home Depot
HD
$332B
$476K 0.3%
1,714
+90
+6% +$24.4K
AMGN icon
44
Amgen
AMGN
$203B
$469K 0.29%
1,845
– –
CVX icon
45
Chevron
CVX
$388B
$461K 0.29%
6,397
-338
-5% -$28.4K
KO icon
46
Coca-Cola
KO
$354B
$447K 0.28%
9,062
+100
+1% +$4.81K
T icon
47
AT&T
T
$165B
$445K 0.28%
20,685
+103
+0.5% +$2.3K
VEA icon
48
Vanguard FTSE Developed Markets ETF
VEA
$226B
$439K 0.27%
10,726
+40
+0.4% +$1.64K
PEP icon
49
PepsiCo
PEP
$186B
$438K 0.27%
3,157
-30
-0.9% -$4.08K
IEF icon
50
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$433K 0.27%
3,555
+2,652
+294% +$324K
1
2
3 4 5

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CWM
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FMB
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LWM
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Ballast Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Ballast Advisors held 176 positions worth $160M, up 14% from $141M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Ballast Advisors deployed $9.02M of net new capital in Q3 2020, opening 16 new positions and adding to 42 existing holdings. Its largest new stake was Enterprise Products Partners: 319,454 shares worth $5.04M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab US Mid-Cap ETF, an estimated $1.44M trimmed.

  • Ballast Advisors's largest Q3 2020 buy was Enterprise Products Partners: 319,454 shares worth $5.04M.
  • Ballast Advisors added most to JPMorgan Chase in Q3 2020, an estimated $1.55M increase.
  • Ballast Advisors's biggest Q3 2020 reduction was Schwab US Mid-Cap ETF, cutting an estimated $1.44M.
  • Ballast Advisors fully exited Target in Q3 2020, selling an estimated $322K.
  • Ballast Advisors's ten largest holdings make up 60% of its $160M portfolio in Q3 2020.
  • Ballast Advisors opened 16 new positions and closed 7 in Q3 2020.
  • Ballast Advisors's portfolio value rose 14% quarter-over-quarter to $160M.

Based on Ballast Advisors's 13F filing for Q3 2020, filed 22 Oct 2020.