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Baker Avenue Asset Management’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Baker Avenue Asset Management’s Portfolio FYX Stock Details FYX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-4,950
Closed -$241K – 216
2013
Q4 		$241K Hold
4,950
– – 0.05% 205
2013
Q3 		$217K Buy
+4,950
New +$209K 0.05% 197

Other funds holding FYX

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
DWA
Dorsey Wright & Associates Pasadena, California $807M AUM 65.46% 1-Year Est. Return
AIA
Arrow Investment Advisors Laurel, Maryland $93.9M AUM 10.95% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Baker Avenue Asset Management's FYX Position: Q1 2014 in Review

Baker Avenue Asset Management sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q1 2014, closing a stake of 4,950 shares — an estimated $241K sold.

Baker Avenue Asset Management first reported a position in FYX in Q3 2013 and held it in 2 quarters. The position peaked at $241K in Q4 2013. 57 funds tracked by Wall St. Rank hold FYX as of Q1 2014.

  • Baker Avenue Asset Management reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q1 2014 after selling out during the quarter.
  • Baker Avenue Asset Management sold 4,950 First Trust Small Cap Core AlphaDEX Fund shares in Q1 2014, an estimated $241K.
  • Baker Avenue Asset Management first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q3 2013 and held it in 2 quarters.
  • Baker Avenue Asset Management's First Trust Small Cap Core AlphaDEX Fund position peaked at $241K in Q4 2013.
  • 57 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q1 2014.

Based on Baker Avenue Asset Management's 13F filing for Q1 2014, filed 13 May 2014.