Baker Avenue Asset Management’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-4,950	Closed	-$241K	–	216
2013 Q4	$241K	Hold	4,950	–	–	0.05%	205
2013 Q3	$217K	Buy	+4,950	New	+$217K	0.05%	197