Baird’s First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF HYLS Stock Holding History

Baird’s Portfolio HYLS Stock Details HYLS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-20,771	Closed	-$1.09M	–	1130
2014 Q2	$1.09M	Sell	20,771 -324	-2%	-$17K	0.02%	648
2014 Q1	$1.1M	Sell	21,095 -17,600	-45%	-$916K	0.02%	613
2013 Q4	$2M	Buy	38,695 +5,768	+18%	+$296K	0.03%	461
2013 Q3	$1.66M	Buy	32,927 +5,948	+22%	+$300K	0.03%	476
2013 Q2	$1.35M	Buy	+26,979	New	+$1.38M	0.03%	498

Other funds holding HYLS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Thrivent Financial for Lutherans Minneapolis, Minnesota $52.5B AUM 27.12% 1-Year Est. Return

SFG

SNS Financial Group Minneapolis, Minnesota $1.16B AUM 13.88% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Baird's HYLS Position: Q3 2014 in Review

Baird sold out of First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF (HYLS) in Q3 2014, closing a stake of 20,771 shares — an estimated $1.09M sold.

Baird first reported a position in HYLS in Q2 2013 and held it in 5 quarters. The position peaked at $2M in Q4 2013. 35 funds tracked by Wall St. Rank hold HYLS as of Q3 2014.

Baird reported no remaining First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF position as of Q3 2014 after selling out during the quarter.
Baird sold 20,771 First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF shares in Q3 2014, an estimated $1.09M.
Baird first reported a position in First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q2 2013 and held it in 5 quarters.
Baird's First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF position peaked at $2M in Q4 2013.
35 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF as of Q3 2014.

Based on Baird's 13F filing for Q3 2014, filed 12 Nov 2014.