Baird’s ETRACS Alerian MLP Index ETN AMU Stock Holding History

Baird’s Portfolio AMU Stock Details AMU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-9,210	Closed	-$267K	–	1384
2014 Q4	$267K	Hold	9,210	–	–	﹤0.01%	1128
2014 Q3	$308K	Hold	9,210	–	–	﹤0.01%	974
2014 Q2	$304K	Hold	9,210	–	–	﹤0.01%	976
2014 Q1	$270K	Buy	+9,210	New	+$268K	﹤0.01%	1006

Other funds holding AMU

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Natixis Advisors Boston, Massachusetts $71.9B AUM 28.03% 1-Year Est. Return

Fifth Third Bancorp Cincinnati, Ohio $54.7B AUM 26.51% 1-Year Est. Return

CAM

Congress Asset Management Boston, Massachusetts $16.3B AUM 42.69% 1-Year Est. Return

EGA

Eagle Global Advisors Houston, Texas $2.78B AUM 26.09% 1-Year Est. Return

Aspiriant LLC Los Angeles, California $4.05B AUM 19.01% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Stephens Inc Little Rock, Arkansas $7.99B AUM 21.6% 1-Year Est. Return

FC Advisory West Chester, Pennsylvania $378M AUM 15.62% 1-Year Est. Return

Baird's AMU Position: Q1 2015 in Review

Baird sold out of ETRACS Alerian MLP Index ETN (AMU) in Q1 2015, closing a stake of 9,210 shares — an estimated $267K sold.

Baird first reported a position in AMU in Q1 2014 and held it in 4 quarters. The position peaked at $308K in Q3 2014. 32 funds tracked by Wall St. Rank hold AMU as of Q1 2015.

Baird reported no remaining ETRACS Alerian MLP Index ETN position as of Q1 2015 after selling out during the quarter.
Baird sold 9,210 ETRACS Alerian MLP Index ETN shares in Q1 2015, an estimated $267K.
Baird first reported a position in ETRACS Alerian MLP Index ETN in Q1 2014 and held it in 4 quarters.
Baird's ETRACS Alerian MLP Index ETN position peaked at $308K in Q3 2014.
32 funds tracked by Wall St. Rank held ETRACS Alerian MLP Index ETN as of Q1 2015.

Based on Baird's 13F filing for Q1 2015, filed 13 May 2015.