B. Riley Wealth Management’s ProShares S&P MidCap 400 Dividend Aristocrats ETF REGL Stock Holding History

B. Riley Wealth Management’s Portfolio REGL Stock Details REGL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-3,997	Closed	-$180K	–	533
2020 Q1	$180K	Buy	+3,997	New	+$221K	0.02%	445
2018 Q4	–	Sell	-3,768	Closed	-$214K	–	393
2018 Q3	$214K	Buy	+3,768	New	+$213K	0.05%	276

Other funds holding REGL

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

B. Riley Wealth Management's REGL Position: Q2 2020 in Review

B. Riley Wealth Management sold out of ProShares S&P MidCap 400 Dividend Aristocrats ETF (REGL) in Q2 2020, closing a stake of 3,997 shares — an estimated $180K sold.

B. Riley Wealth Management first reported a position in REGL in Q3 2018 and held it in 2 quarters. The position peaked at $214K in Q3 2018. 101 funds tracked by Wall St. Rank hold REGL as of Q2 2020.

B. Riley Wealth Management reported no remaining ProShares S&P MidCap 400 Dividend Aristocrats ETF position as of Q2 2020 after selling out during the quarter.
B. Riley Wealth Management sold 3,997 ProShares S&P MidCap 400 Dividend Aristocrats ETF shares in Q2 2020, an estimated $180K.
B. Riley Wealth Management first reported a position in ProShares S&P MidCap 400 Dividend Aristocrats ETF in Q3 2018 and held it in 2 quarters.
B. Riley Wealth Management's ProShares S&P MidCap 400 Dividend Aristocrats ETF position peaked at $214K in Q3 2018.
101 funds tracked by Wall St. Rank held ProShares S&P MidCap 400 Dividend Aristocrats ETF as of Q2 2020.

Based on B. Riley Wealth Management's 13F filing for Q2 2020, filed 17 Aug 2020.