B. Riley Wealth Advisors’s FT Vest US Small Cap Moderate Buffer ETF November SNOV Stock Holding History

B. Riley Wealth Advisors’s Portfolio SNOV Stock Details SNOV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-56,510	Closed	-$1.4M	–	1147
2025 Q3	$1.4M	Sell	56,510 -5,975	-10%	-$143K	0.06%	279
2025 Q2	$1.44M	Buy	+62,485	New	+$1.39M	0.07%	266

Other funds holding SNOV

Maia Wealth Denver, Colorado $591M AUM 16.31% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

PAS

Park Avenue Securities New York $12.8B AUM 19.38% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

NAM

NorthCrest Asset Manangement Plymouth, Minnesota $3.89B AUM 40.33% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

ASN

Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return

B. Riley Wealth Advisors's SNOV Position: Q4 2025 in Review

B. Riley Wealth Advisors sold out of FT Vest US Small Cap Moderate Buffer ETF November (SNOV) in Q4 2025, closing a stake of 56,510 shares — an estimated $1.4M sold.

B. Riley Wealth Advisors first reported a position in SNOV in Q2 2025 and held it in 2 quarters. The position peaked at $1.44M in Q2 2025. 59 funds tracked by Wall St. Rank hold SNOV as of Q4 2025.

B. Riley Wealth Advisors reported no remaining FT Vest US Small Cap Moderate Buffer ETF November position as of Q4 2025 after selling out during the quarter.
B. Riley Wealth Advisors sold 56,510 FT Vest US Small Cap Moderate Buffer ETF November shares in Q4 2025, an estimated $1.4M.
B. Riley Wealth Advisors first reported a position in FT Vest US Small Cap Moderate Buffer ETF November in Q2 2025 and held it in 2 quarters.
B. Riley Wealth Advisors's FT Vest US Small Cap Moderate Buffer ETF November position peaked at $1.44M in Q2 2025.
59 funds tracked by Wall St. Rank held FT Vest US Small Cap Moderate Buffer ETF November as of Q4 2025.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2025, filed 17 Feb 2026.