B. Riley Wealth Advisors’s iPath Bloomberg Cotton Subindex Total Return ETN due June 24, 2038 BAL Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2013
Q3
Sell
-2,130
Closed -$115K 794
2013
Q2
$115K Buy
+2,130
New +$115K 0.04% 504