B. Riley Financial’s Preferred Bank PFBC Stock Holding History

B. Riley Financial’s Portfolio PFBC Stock Details PFBC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-7,357	Closed	-$331K	–	68
2019 Q1	$331K	Sell	7,357 -1,240	-14%	-$59K	0.13%	42
2018 Q4	$373K	Sell	8,597 -503	-6%	-$25.7K	0.21%	50
2018 Q3	$532K	Buy	9,100 +3,317	+57%	+$208K	0.15%	93
2018 Q2	$355K	Buy	+5,783	New	+$374K	0.09%	210

Other funds holding PFBC

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Nuveen Charlotte, North Carolina $369B AUM 31.66% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Boston Partners Boston, Massachusetts $95.5B AUM 28.4% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

SCA

Stieven Capital Advisors St. Louis, Missouri $468M AUM 15.94% 1-Year Est. Return

B. Riley Financial's PFBC Position: Q2 2019 in Review

B. Riley Financial sold out of Preferred Bank (PFBC) in Q2 2019, closing a stake of 7,357 shares — an estimated $331K sold.

B. Riley Financial first reported a position in PFBC in Q2 2018 and held it in 4 quarters. The position peaked at $532K in Q3 2018. 137 funds tracked by Wall St. Rank hold PFBC as of Q2 2019.

B. Riley Financial reported no remaining Preferred Bank position as of Q2 2019 after selling out during the quarter.
B. Riley Financial sold 7,357 Preferred Bank shares in Q2 2019, an estimated $331K.
B. Riley Financial first reported a position in Preferred Bank in Q2 2018 and held it in 4 quarters.
B. Riley Financial's Preferred Bank position peaked at $532K in Q3 2018.
137 funds tracked by Wall St. Rank held Preferred Bank as of Q2 2019.

Based on B. Riley Financial's 13F filing for Q2 2019, filed 12 Aug 2019.