Axa’s Oaktree Specialty Lending OCSL Stock Holding History

Axa’s Portfolio OCSL Stock Details OCSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-1,933	Closed	-$29K	–	1400
2016 Q1	$29K	Sell	1,933 -32,934	-94%	-$516K	﹤0.01%	1274
2015 Q4	$667K	Buy	34,867 +26,034	+295%	+$481K	﹤0.01%	984
2015 Q3	$164K	Buy	8,833 +7,000	+382%	+$135K	﹤0.01%	1241
2015 Q2	$36K	Buy	+1,833	New	+$38.4K	﹤0.01%	1343

Other funds holding OCSL

Fuller & Thaler Asset Management San Mateo, California $29.7B AUM 43.33% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

DFG

Delphi Financial Group Wilmington, Delaware $222M AUM 11.28% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $8.58B AUM 23.43% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Mangrove Partners Greenwich, Connecticut $1.24B AUM 41.74% 1-Year Est. Return

AAMU

Amundi Asset Management US Boston, Massachusetts $131B AUM 73.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Axa's OCSL Position: Q2 2016 in Review

Axa sold out of Oaktree Specialty Lending (OCSL) in Q2 2016, closing a stake of 1,933 shares — an estimated $29K sold.

Axa first reported a position in OCSL in Q2 2015 and held it in 4 quarters. The position peaked at $667K in Q4 2015. 128 funds tracked by Wall St. Rank hold OCSL as of Q2 2016.

Axa reported no remaining Oaktree Specialty Lending position as of Q2 2016 after selling out during the quarter.
Axa sold 1,933 Oaktree Specialty Lending shares in Q2 2016, an estimated $29K.
Axa first reported a position in Oaktree Specialty Lending in Q2 2015 and held it in 4 quarters.
Axa's Oaktree Specialty Lending position peaked at $667K in Q4 2015.
128 funds tracked by Wall St. Rank held Oaktree Specialty Lending as of Q2 2016.

Based on Axa's 13F filing for Q2 2016, filed 11 Aug 2016.