Axa’s State Street SPDR Bloomberg Investment Grade Floating Rate ETF FLRN Stock Holding History

Axa’s Portfolio FLRN Stock Details FLRN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-2,990	Closed	-$92K	–	1464
2015 Q2	$92K	Sell	2,990 -1,100	-27%	-$33.7K	﹤0.01%	1291
2015 Q1	$125K	Hold	4,090	–	–	﹤0.01%	1289
2014 Q4	$125K	Hold	4,090	–	–	﹤0.01%	1304
2014 Q3	$125K	Sell	4,090 -8,070	-66%	-$247K	﹤0.01%	1279
2014 Q2	$373K	Sell	12,160 -3,530	-22%	-$108K	﹤0.01%	1141
2014 Q1	$480K	Buy	15,690 +2,680	+21%	+$82K	﹤0.01%	1076
2013 Q4	$399K	Buy	+13,010	New	+$399K	﹤0.01%	1108

Other funds holding FLRN

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BOTW

Bank of the West Monterey Park, California $851M AUM 15.39% 1-Year Est. Return

AIM

Avity Investment Management Greenwich, Connecticut $1.57B AUM 35.56% 1-Year Est. Return

Advisors Preferred Rockville, Maryland $679M AUM 22.19% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Axa's FLRN Position: Q3 2015 in Review

Axa sold out of State Street SPDR Bloomberg Investment Grade Floating Rate ETF (FLRN) in Q3 2015, closing a stake of 2,990 shares — an estimated $92K sold.

Axa first reported a position in FLRN in Q4 2013 and held it in 7 quarters. The position peaked at $480K in Q1 2014. 39 funds tracked by Wall St. Rank hold FLRN as of Q3 2015.

Axa reported no remaining State Street SPDR Bloomberg Investment Grade Floating Rate ETF position as of Q3 2015 after selling out during the quarter.
Axa sold 2,990 State Street SPDR Bloomberg Investment Grade Floating Rate ETF shares in Q3 2015, an estimated $92K.
Axa first reported a position in State Street SPDR Bloomberg Investment Grade Floating Rate ETF in Q4 2013 and held it in 7 quarters.
Axa's State Street SPDR Bloomberg Investment Grade Floating Rate ETF position peaked at $480K in Q1 2014.
39 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Investment Grade Floating Rate ETF as of Q3 2015.

Based on Axa's 13F filing for Q3 2015, filed 13 Nov 2015.