Aureus Asset Management’s ETRACS Alerian MLP Index ETN AMU Stock Holding History

Aureus Asset Management’s Portfolio AMU Stock Details AMU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-14,460	Closed	-$276K	–	179
2015 Q3	$276K	Sell	14,460 -5,215	-27%	-$118K	0.07%	118
2015 Q2	$492K	Hold	19,675	–	–	0.1%	99
2015 Q1	$532K	Buy	19,675 +9,250	+89%	+$257K	0.12%	88
2014 Q4	$302K	Buy	+10,425	New	+$321K	0.07%	104

Other funds holding AMU

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Aspiriant LLC Los Angeles, California $4.05B AUM 19.01% 1-Year Est. Return

EGA

Eagle Global Advisors Houston, Texas $2.78B AUM 26.09% 1-Year Est. Return

UIC

Uniplan Investment Counsel Milwaukee, Wisconsin $974M AUM 21.37% 1-Year Est. Return

Vicus Capital State College, Pennsylvania $1.36B AUM 18.46% 1-Year Est. Return

RTS

Round Table Services Westfield, New Jersey $508M AUM 16.36% 1-Year Est. Return

Advisory Research Chicago, Illinois $813M AUM 36.71% 1-Year Est. Return

Natixis Advisors Boston, Massachusetts $71.9B AUM 28.03% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

MAM

Marquette Asset Management Minneapolis, Minnesota $779M AUM 23.4% 1-Year Est. Return

Aureus Asset Management's AMU Position: Q4 2015 in Review

Aureus Asset Management sold out of ETRACS Alerian MLP Index ETN (AMU) in Q4 2015, closing a stake of 14,460 shares — an estimated $276K sold.

Aureus Asset Management first reported a position in AMU in Q4 2014 and held it in 4 quarters. The position peaked at $532K in Q1 2015. 45 funds tracked by Wall St. Rank hold AMU as of Q4 2015.

Aureus Asset Management reported no remaining ETRACS Alerian MLP Index ETN position as of Q4 2015 after selling out during the quarter.
Aureus Asset Management sold 14,460 ETRACS Alerian MLP Index ETN shares in Q4 2015, an estimated $276K.
Aureus Asset Management first reported a position in ETRACS Alerian MLP Index ETN in Q4 2014 and held it in 4 quarters.
Aureus Asset Management's ETRACS Alerian MLP Index ETN position peaked at $532K in Q1 2015.
45 funds tracked by Wall St. Rank held ETRACS Alerian MLP Index ETN as of Q4 2015.

Based on Aureus Asset Management's 13F filing for Q4 2015, filed 16 Feb 2016.