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AIM

Astor Investment Management Portfolio holdings

AUM $185M
1-Year Est. Return 8.46%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+8.46%
3 Year Est. Return
+23.29%
5 Year Est. Return
+53.3%
10 Year Est. Return
–
AUM
$518M
AUM Growth
-$11.2M
Cap. Flow
-$20.5M
Cap. Flow %
-3.95%
Top 10 Hldgs %
65.41%
Holding
44
New
10
Increased
13
Reduced
15
Closed
6

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$19.4M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$17.4M
3
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$15.8M
4
OUSA icon
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
+$11.7M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$11.5M

Top Sells

Rank Stock Value
1
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$25.9M
2
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$19.5M
3
IYR icon
iShares US Real Estate ETF
IYR
+$18.5M
4
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.6M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.55M

Sector Composition

Rank Sector Weight
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXR icon
26
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$766M
$5.8M 1.12%
176,333
+36,505
+26% +$1.14M
SPY icon
27
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$4.38M 0.85%
19,618
-2,712
-12% -$592K
FXU icon
28
First Trust Utilities AlphaDEX Fund
FXU
$825M
$2.9M 0.56%
108,673
-13,017
-11% -$338K
FXZ icon
29
First Trust Materials AlphaDEX Fund
FXZ
$398M
$2.25M 0.43%
+62,771
New +$2.19M
FXN icon
30
First Trust Energy AlphaDEX Fund
FXN
$368M
$2.17M 0.42%
+131,663
New +$2.07M
PDBC icon
31
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.3B
$936K 0.18%
+54,153
New +$950K
HYS icon
32
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$812K 0.16%
8,136
+1,068
+15% +$106K
IGIB icon
33
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$807K 0.16%
14,910
+160
+1% +$8.75K
BKLN icon
34
Invesco Senior Loan ETF
BKLN
$6.81B
$679K 0.13%
29,072
+4,012
+16% +$93.1K
NEAR icon
35
iShares Short Maturity Bond ETF
NEAR
$4.85B
$465K 0.09%
9,257
+1,320
+17% +$66.2K
HDV
36
iShares Core High Dividend ETF
HDV
$14.9B
$438K 0.08%
26,645
+3,515
+15% +$56.6K
ANGL icon
37
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.06B
$429K 0.08%
14,896
+1,934
+15% +$55.7K
FLOT icon
38
iShares Floating Rate Bond ETF
FLOT
$10.3B
$269K 0.05%
+5,305
New +$269K
FXH icon
39
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
– –
-320,469
Closed -$19.5M
FXO icon
40
First Trust Financials AlphaDEX Fund
FXO
$1.14B
– –
-1,066,715
Closed -$25.9M
IYR icon
41
iShares US Real Estate ETF
IYR
$4.65B
– –
-228,963
Closed -$18.5M
JNK icon
42
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
– –
-1,833
Closed -$201K
SPHD icon
43
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
– –
-299,013
Closed -$11.6M
JJC
44
DELISTED
iPath Bloomberg Copper Subindex Total Return ETN due October 22, 2037
JJC
– –
-22,158
Closed -$557K
1
2

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Astor Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Astor Investment Management held 44 positions worth $518M, down 2.1% from $529M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Astor Investment Management withdrew a net $20.5M in Q4 2016, closing 6 positions and reducing 15 holdings. Its most notable exit was First Trust Financials AlphaDEX Fund, an estimated $25.9M position sold in full.

Against the trend, Astor Investment Management opened a new position in Invesco QQQ Trust worth $19.4M.

  • Astor Investment Management's largest Q4 2016 buy was Invesco QQQ Trust: 164,140 shares worth $19.4M.
  • Astor Investment Management added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q4 2016, an estimated $2.8M increase.
  • Astor Investment Management's biggest Q4 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $8.55M.
  • Astor Investment Management fully exited First Trust Financials AlphaDEX Fund in Q4 2016, selling an estimated $25.9M.
  • Astor Investment Management's ten largest holdings make up 65% of its $518M portfolio in Q4 2016.
  • Astor Investment Management opened 10 new positions and closed 6 in Q4 2016.
  • Astor Investment Management's portfolio value fell 2.1% quarter-over-quarter to $518M.

Based on Astor Investment Management's 13F filing for Q4 2016, filed 17 Jan 2017.