Arete Wealth Advisors’s IndexIQ ETF Trust IQ U.S. Small Cap ETF CSML Stock Holding History

Arete Wealth Advisors’s Portfolio CSML Stock Details CSML Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-12,625	Closed	-$313K	–	424
2019 Q1	$313K	Sell	12,625 -2,850	-18%	-$71.6K	0.07%	278
2018 Q4	$345K	Sell	15,475 -1,950	-11%	-$48.8K	0.08%	248
2018 Q3	$492K	Sell	17,425 -7,600	-30%	-$221K	0.11%	189
2018 Q2	$716K	Buy	+25,025	New	+$708K	0.17%	153

Other funds holding CSML

NYLIM

New York Life Investment Management New York $11.8B AUM 23.45% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Arete Wealth Advisors's CSML Position: Q2 2019 in Review

Arete Wealth Advisors sold out of IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) in Q2 2019, closing a stake of 12,625 shares — an estimated $313K sold.

Arete Wealth Advisors first reported a position in CSML in Q2 2018 and held it in 4 quarters. The position peaked at $716K in Q2 2018. 33 funds tracked by Wall St. Rank hold CSML as of Q2 2019.

Arete Wealth Advisors reported no remaining IndexIQ ETF Trust IQ U.S. Small Cap ETF position as of Q2 2019 after selling out during the quarter.
Arete Wealth Advisors sold 12,625 IndexIQ ETF Trust IQ U.S. Small Cap ETF shares in Q2 2019, an estimated $313K.
Arete Wealth Advisors first reported a position in IndexIQ ETF Trust IQ U.S. Small Cap ETF in Q2 2018 and held it in 4 quarters.
Arete Wealth Advisors's IndexIQ ETF Trust IQ U.S. Small Cap ETF position peaked at $716K in Q2 2018.
33 funds tracked by Wall St. Rank held IndexIQ ETF Trust IQ U.S. Small Cap ETF as of Q2 2019.

Based on Arete Wealth Advisors's 13F filing for Q2 2019, filed 14 Aug 2019.