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Ares Management Portfolio holdings

AUM $1.52B
1-Year Est. Return 12.97%
This Fund
S&P 500
This Quarter Est. Return
+19.76%
1 Year Est. Return
+12.97%
3 Year Est. Return
-16%
5 Year Est. Return
-16.49%
10 Year Est. Return
+207.56%
AUM
$1.75B
AUM Growth
+$190M
Cap. Flow
-$80.5M
Cap. Flow %
-4.6%
Top 10 Hldgs %
90.96%
Holding
60
New
8
Increased
25
Reduced
13
Closed
6

Top Buys

Rank Stock Value
1
AMPY icon
Amplify Energy
AMPY
+$9.44M
2
GBDC icon
Golub Capital BDC
GBDC
+$8.73M
3
PSEC icon
Prospect Capital
PSEC
+$5.61M
4
BBDC icon
Barings BDC
BBDC
+$5.56M
5
MFIC icon
MidCap Financial Investment
MFIC
+$4.23M

Top Sells

Rank Stock Value
1
ALLY icon
Ally Financial
ALLY
+$34.5M
2
AAL icon
American Airlines Group
AAL
+$33.7M
3
CWEI
Clayton Williams Energy, Inc.
CWEI
+$24.2M
4
DOOR
MASONITE INTERNATIONAL CORP
DOOR
+$20M
5
GSBD icon
Goldman Sachs BDC
GSBD
+$4.42M

Sector Composition

Rank Sector Weight
1 Energy 10.16%
2 Financials 9.85%
3 Real Estate 0.75%
4 Consumer Discretionary 0.64%
5 Industrials 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWEI
1
DELISTED
Clayton Williams Energy, Inc.
CWEI
$698M 39.85%
5,852,509
-240,996
-4% -$24.2M
SFS
2
DELISTED
Smart & Final Stores, Inc.
SFS
$623M 35.6%
44,218,762
– –
HK
3
DELISTED
Halcon Resources Corporation
HK
$168M 9.59%
17,981,822
– –
ARCC icon
4
Ares Capital
ARCC
$13.6B
$24.3M 1.39%
1,474,695
+177,503
+14% +$2.79M
FSK icon
5
FS KKR Capital
FSK
$3.02B
$19.5M 1.11%
473,727
+19,650
+4% +$769K
MFIC icon
6
MidCap Financial Investment
MFIC
$806M
$13.9M 0.79%
789,315
+236,300
+43% +$4.23M
NMFC icon
7
New Mountain Finance
NMFC
$658M
$12.5M 0.71%
884,953
+91,777
+12% +$1.27M
TVPT
8
DELISTED
Travelport Worldwide Limited
TVPT
$11.2M 0.64%
797,440
-304,000
-28% -$4.23M
AAL icon
9
American Airlines Group
AAL
$10B
$11.2M 0.64%
239,276
-774,000
-76% -$33.7M
OCSL icon
10
Oaktree Specialty Lending
OCSL
$1.06B
$10.9M 0.62%
674,802
+49,166
+8% +$820K
GBDC icon
11
Golub Capital BDC
GBDC
$3.37B
$10.9M 0.62%
602,650
+487,277
+422% +$8.73M
FCRD
12
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$10.2M 0.58%
1,017,451
-21,265
-2% -$207K
AMPY icon
13
Amplify Energy
AMPY
$156M
$9.89M 0.57%
+477,081
New +$9.44M
PSEC icon
14
Prospect Capital
PSEC
$1.11B
$8.99M 0.51%
1,076,478
+698,493
+185% +$5.61M
BKCC
15
DELISTED
BlackRock Capital Investment Corporation
BKCC
$8.81M 0.5%
1,266,354
+130,000
+11% +$976K
OCSI
16
DELISTED
Oaktree Strategic Income Corporation
OCSI
$8.11M 0.46%
931,373
+10,463
+1% +$92.3K
BBDC icon
17
Barings BDC
BBDC
$875M
$7.92M 0.45%
431,580
+296,690
+220% +$5.56M
TCPC icon
18
BlackRock TCP Capital
TCPC
$278M
$7.59M 0.43%
449,342
-24,231
-5% -$400K
SLRC icon
19
SLR Investment Corp
SLRC
$709M
$6.74M 0.38%
323,517
+35,990
+13% +$736K
FDUS icon
20
Fidus Investment
FDUS
$767M
$6.63M 0.38%
421,623
+113,622
+37% +$1.81M
PFX icon
21
PhenixFIN
PFX
$83.1M
$6.27M 0.36%
41,756
+1,739
+4% +$266K
TPVG icon
22
TriplePoint Venture Growth BDC
TPVG
$185M
$5.67M 0.32%
481,669
-59,454
-11% -$693K
PFLT icon
23
PennantPark Floating Rate Capital
PFLT
$701M
$5.64M 0.32%
399,768
-150,888
-27% -$2.04M
ABDC
24
DELISTED
Alcentra Capital Corp
ABDC
$5.02M 0.29%
419,524
+101,141
+32% +$1.25M
SCM icon
25
Stellus Capital Investment Corp
SCM
$208M
$4.91M 0.28%
406,962
+33,568
+9% +$383K
1
2 3

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Ares Management's Q4 2016 Portfolio in Review

As of Q4 2016, Ares Management held 60 positions worth $1.75B, up 12% from $1.56B the previous quarter. Its ten largest holdings account for 91% of the portfolio.

Ares Management withdrew a net $80.5M in Q4 2016, closing 6 positions and reducing 13 holdings. Its most notable exit was Ally Financial, an estimated $34.5M position sold in full.

By sector, the portfolio is most concentrated in Energy at 10% of assets, down from 11% a quarter earlier, followed by Financials and Real Estate.

Against the trend, Ares Management opened a new position in Amplify Energy worth $9.89M.

  • Ares Management's largest Q4 2016 buy was Amplify Energy: 477,081 shares worth $9.89M.
  • Ares Management added most to Golub Capital BDC in Q4 2016, an estimated $8.73M increase.
  • Ares Management's biggest Q4 2016 reduction was American Airlines Group, cutting an estimated $33.7M.
  • Ares Management fully exited Ally Financial in Q4 2016, selling an estimated $34.5M.
  • Ares Management's ten largest holdings make up 91% of its $1.75B portfolio in Q4 2016.
  • Ares Management opened 8 new positions and closed 6 in Q4 2016.
  • Ares Management's portfolio value rose 12% quarter-over-quarter to $1.75B.

Based on Ares Management's 13F filing for Q4 2016, filed 13 Feb 2017.