Ameriprise’s State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D STT.PRD Stock Holding History

Ameriprise’s Portfolio STT.PRD Stock Details STT.PRD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-356,971	Closed	-$9.24M	–	3694
2016 Q4	$9.24M	Buy	356,971 +1,039	+0.3%	+$27.7K	0.01%	1592
2016 Q3	$9.89M	Buy	355,932 +79,042	+29%	+$2.27M	0.01%	1464
2016 Q2	$7.81M	Buy	276,890 +40,843	+17%	+$1.13M	﹤0.01%	1595
2016 Q1	$6.44M	Buy	236,047 +77	+0%	+$2.07K	﹤0.01%	1773
2015 Q4	$6.53M	Sell	235,970 -8,991	-4%	-$241K	﹤0.01%	1792
2015 Q3	$6.36M	Sell	244,961 -125,086	-34%	-$3.24M	﹤0.01%	1829
2015 Q2	$9.5M	Buy	370,047 +115,813	+46%	+$3.08M	0.01%	1644
2015 Q1	$6.94M	Sell	254,234 -50,405	-17%	-$1.34M	﹤0.01%	1870
2014 Q4	$7.88M	Sell	304,639 -135,000	-31%	-$3.5M	﹤0.01%	1715
2014 Q3	$11.3M	Sell	439,639 -435,399	-50%	-$11.3M	0.01%	1371
2014 Q2	$22.9M	Sell	875,038 -84,962	-9%	-$2.22M	0.01%	950
2014 Q1	$24.9M	Buy	+960,000	New	+$24.4M	0.01%	859

Other funds holding STT.PRD

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Hancock Whitney Gulfport, Mississippi $5.75B AUM 24.3% 1-Year Est. Return

Intellectus Partners San Francisco, California $490M AUM 35.11% 1-Year Est. Return

SLF

Sun Life Financial Toronto, Ontario, Canada $1.76B AUM 19.57% 1-Year Est. Return

Ameriprise's STT.PRD Position: Q1 2017 in Review

Ameriprise sold out of State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D (STT.PRD) in Q1 2017, closing a stake of 356,971 shares — an estimated $9.24M sold.

Ameriprise first reported a position in STT.PRD in Q1 2014 and held it in 12 quarters. The position peaked at $24.9M in Q1 2014. 4 funds tracked by Wall St. Rank hold STT.PRD as of Q1 2017.

Ameriprise reported no remaining State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D position as of Q1 2017 after selling out during the quarter.
Ameriprise sold 356,971 State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D shares in Q1 2017, an estimated $9.24M.
Ameriprise first reported a position in State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D in Q1 2014 and held it in 12 quarters.
Ameriprise's State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D position peaked at $24.9M in Q1 2014.
4 funds tracked by Wall St. Rank held State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D as of Q1 2017.

Based on Ameriprise's 13F filing for Q1 2017, filed 5 May 2017.