Intellectus Partners’s State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D STT.PRD Stock Holding History

Intellectus Partners’s Portfolio STT.PRD Stock Details STT.PRD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-1,742	Closed	-$49K	–	675
2017 Q3	$49K	Hold	1,742	–	–	0.02%	397
2017 Q2	$49K	Sell	1,742 -107	-6%	-$3.02K	0.02%	377
2017 Q1	$50K	Sell	1,849 -3	-0.2%	-$80	0.03%	337
2016 Q4	$48K	Buy	+1,852	New	+$49.3K	0.03%	330

Other funds holding STT.PRD

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

CPWM LLC Seattle, Washington $1.06B AUM 14.49% 1-Year Est. Return

SIM

Sonora Investment Management Tucson, Arizona $798M AUM 17.61% 1-Year Est. Return

Intellectus Partners's STT.PRD Position: Q4 2017 in Review

Intellectus Partners sold out of State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D (STT.PRD) in Q4 2017, closing a stake of 1,742 shares — an estimated $49K sold.

Intellectus Partners first reported a position in STT.PRD in Q4 2016 and held it in 4 quarters. The position peaked at $50K in Q1 2017. 3 funds tracked by Wall St. Rank hold STT.PRD as of Q4 2017.

Intellectus Partners reported no remaining State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D position as of Q4 2017 after selling out during the quarter.
Intellectus Partners sold 1,742 State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D shares in Q4 2017, an estimated $49K.
Intellectus Partners first reported a position in State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D in Q4 2016 and held it in 4 quarters.
Intellectus Partners's State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D position peaked at $50K in Q1 2017.
3 funds tracked by Wall St. Rank held State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D as of Q4 2017.

Based on Intellectus Partners's 13F filing for Q4 2017, filed 13 Feb 2018.