Sun Life Financial’s State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D STT.PRD Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-1,348	Closed	-$50K	–	588
2017 Q1	$50K	Buy	+1,348	New	+$50K	0.11%	38
2016 Q3	–	Sell	-50,000	Closed	-$1.41M	–	101
2016 Q2	$1.41M	Hold	50,000	–	–	0.17%	39
2016 Q1	$1.37K	Buy	+50,000	New	+$1.37K	﹤0.01%	91