Sun Life Financial’s State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D STT.PRD Stock Holding History

Sun Life Financial’s Portfolio STT.PRD Stock Details STT.PRD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-1,348	Closed	-$50K	–	588
2017 Q1	$50K	Buy	+1,348	New	+$36.1K	0.11%	40
2016 Q3	–	Sell	-50,000	Closed	-$1.41M	–	101
2016 Q2	$1.41M	Hold	50,000	–	–	0.17%	41
2016 Q1	$1.36K	Buy	+50,000	New	+$1.35M	﹤0.01%	93

Other funds holding STT.PRD

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

CPWM LLC Seattle, Washington $1.06B AUM 14.49% 1-Year Est. Return

Intellectus Partners San Francisco, California $490M AUM 35.11% 1-Year Est. Return

Sun Life Financial's STT.PRD Position: Q2 2017 in Review

Sun Life Financial sold out of State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D (STT.PRD) in Q2 2017, closing a stake of 1,348 shares — an estimated $50K sold.

Sun Life Financial first reported a position in STT.PRD in Q1 2016 and held it in 3 quarters. The position peaked at $1.41M in Q2 2016. 3 funds tracked by Wall St. Rank hold STT.PRD as of Q2 2017.

Sun Life Financial reported no remaining State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D position as of Q2 2017 after selling out during the quarter.
Sun Life Financial sold 1,348 State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D shares in Q2 2017, an estimated $50K.
Sun Life Financial first reported a position in State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D in Q1 2016 and held it in 3 quarters.
Sun Life Financial's State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D position peaked at $1.41M in Q2 2016.
3 funds tracked by Wall St. Rank held State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D as of Q2 2017.

Based on Sun Life Financial's 13F filing for Q2 2017, filed 14 Aug 2017.