Ameriprise’s PPL CAPITAL FUNDING, INC. 2013 Series B Junior Subordinated Notes due 2073 PPX Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-9,856	Closed	-$244K	–	4160
2015 Q2	$244K	Buy	+9,856	New	+$244K	﹤0.01%	3691
2014 Q4	–	Sell	-20	Closed	–	–	5543
2014 Q3	$0	Buy	20 +10	+100%	–	﹤0.01%	6141
2014 Q2	$0	Buy	+10	New	–	﹤0.01%	5965