Falcon Point Capital’s PPL CAPITAL FUNDING, INC. 2013 Series B Junior Subordinated Notes due 2073 PPX Stock Holding History

Falcon Point Capital’s Portfolio PPX Stock Details PPX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-20,000	Closed	-$500K	–	131
2016 Q4	$500K	Hold	20,000	–	–	0.07%	94
2016 Q3	$521K	Hold	20,000	–	–	0.08%	89
2016 Q2	$538K	Hold	20,000	–	–	0.09%	86
2016 Q1	$531K	Hold	20,000	–	–	0.09%	86
2015 Q4	$516K	Hold	20,000	–	–	0.11%	88
2015 Q3	$504K	Hold	20,000	–	–	0.18%	89
2015 Q2	$495K	Hold	20,000	–	–	0.17%	87
2015 Q1	$511K	Hold	20,000	–	–	0.4%	79
2014 Q4	$498K	Hold	20,000	–	–	0.46%	81
2014 Q3	$488K	Hold	20,000	–	–	0.41%	94
2014 Q2	$491K	Hold	20,000	–	–	0.49%	80
2014 Q1	$466K	Hold	20,000	–	–	0.45%	85
2013 Q4	$415K	Hold	20,000	–	–	0.4%	91
2013 Q3	$426K	Hold	20,000	–	–	0.45%	78
2013 Q2	$482K	Buy	+20,000	New	+$507K	0.53%	76

Other funds holding PPX

Hancock Whitney Gulfport, Mississippi $6B AUM 34.57% 1-Year Est. Return

RIG

Roosevelt Investment Group New York $1.39B AUM 5.42% 1-Year Est. Return

Intellectus Partners San Francisco, California $578M AUM 49.48% 1-Year Est. Return

Falcon Point Capital's PPX Position: Q1 2017 in Review

Falcon Point Capital sold out of PPL CAPITAL FUNDING, INC. 2013 Series B Junior Subordinated Notes due 2073 (PPX) in Q1 2017, closing a stake of 20,000 shares — an estimated $500K sold.

Falcon Point Capital first reported a position in PPX in Q2 2013 and held it in 15 quarters. The position peaked at $538K in Q2 2016. 3 funds tracked by Wall St. Rank hold PPX as of Q1 2017.

Falcon Point Capital reported no remaining PPL CAPITAL FUNDING, INC. 2013 Series B Junior Subordinated Notes due 2073 position as of Q1 2017 after selling out during the quarter.
Falcon Point Capital sold 20,000 PPL CAPITAL FUNDING, INC. 2013 Series B Junior Subordinated Notes due 2073 shares in Q1 2017, an estimated $500K.
Falcon Point Capital first reported a position in PPL CAPITAL FUNDING, INC. 2013 Series B Junior Subordinated Notes due 2073 in Q2 2013 and held it in 15 quarters.
Falcon Point Capital's PPL CAPITAL FUNDING, INC. 2013 Series B Junior Subordinated Notes due 2073 position peaked at $538K in Q2 2016.
3 funds tracked by Wall St. Rank held PPL CAPITAL FUNDING, INC. 2013 Series B Junior Subordinated Notes due 2073 as of Q1 2017.

Based on Falcon Point Capital's 13F filing for Q1 2017, filed 2 May 2017.