City National Bank’s PPL CAPITAL FUNDING, INC. 2013 Series B Junior Subordinated Notes due 2073 PPX Stock Holding History

City National Bank’s Portfolio PPX Stock Details PPX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	$200K	Sell	7,950 -2,864	-26%	-$72.9K	﹤0.01%	778
2015 Q2	$268K	Sell	10,814 -8,696	-45%	-$221K	﹤0.01%	740
2015 Q1	$498K	Hold	19,510	–	–	﹤0.01%	627
2014 Q4	$486K	Sell	19,510 -720	-4%	-$17.7K	﹤0.01%	638
2014 Q3	$493K	Sell	20,230 -750	-4%	-$18.2K	﹤0.01%	659
2014 Q2	$515K	Sell	20,980 -2,830	-12%	-$67.9K	﹤0.01%	658
2014 Q1	$555K	Sell	23,810 -17,010	-42%	-$386K	0.01%	525
2013 Q4	$848K	Sell	40,820 -145,075	-78%	-$3.08M	0.01%	463
2013 Q3	$3.96M	Sell	185,895 -45,658	-20%	-$1.04M	0.07%	238
2013 Q2	$5.58M	Buy	+231,553	New	+$5.87M	0.1%	214

Other funds holding PPX

CPP

Crow Point Partners Boston, Massachusetts $64M AUM 33.5% 1-Year Est. Return

Hancock Whitney Gulfport, Mississippi $5.75B AUM 24.3% 1-Year Est. Return

FPC

Falcon Point Capital San Francisco, California $11.9M AUM 55.76% 1-Year Est. Return

City National Bank's PPX Position: Q3 2015 in Review

City National Bank reduced its PPL CAPITAL FUNDING, INC. 2013 Series B Junior Subordinated Notes due 2073 (PPX) stake by 26% in Q3 2015, selling an estimated $72.9K and leaving 7,950 shares worth $200K. The position accounts for ﹤0.01% of the portfolio, ranked #778.

City National Bank first reported a position in PPX in Q2 2013 and has held it in 10 quarters since. The position peaked at $5.58M in Q2 2013. 4 funds tracked by Wall St. Rank hold PPX as of Q3 2015.

City National Bank held 7,950 shares of PPL CAPITAL FUNDING, INC. 2013 Series B Junior Subordinated Notes due 2073 worth $200K as of Q3 2015.
City National Bank sold 2,864 PPL CAPITAL FUNDING, INC. 2013 Series B Junior Subordinated Notes due 2073 shares in Q3 2015, an estimated $72.9K.
PPL CAPITAL FUNDING, INC. 2013 Series B Junior Subordinated Notes due 2073 made up ﹤0.01% of City National Bank's portfolio in Q3 2015, its #778 holding.
City National Bank first reported a position in PPL CAPITAL FUNDING, INC. 2013 Series B Junior Subordinated Notes due 2073 in Q2 2013 and has held it in 10 quarters since.
City National Bank's PPL CAPITAL FUNDING, INC. 2013 Series B Junior Subordinated Notes due 2073 position peaked at $5.58M in Q2 2013.
4 funds tracked by Wall St. Rank held PPL CAPITAL FUNDING, INC. 2013 Series B Junior Subordinated Notes due 2073 as of Q3 2015.

Based on City National Bank's 13F filing for Q3 2015, filed 29 Oct 2015.