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AIU

Algebris Investments (UK) Portfolio holdings

AUM $926M
1-Year Est. Return 4.74%
This Fund
S&P 500
This Quarter Est. Return
+2.23%
1 Year Est. Return
+4.74%
3 Year Est. Return
-15.33%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$139M
AUM Growth
-$71.9M
Cap. Flow
-$51.7M
Cap. Flow %
-37.29%
Top 10 Hldgs %
52.69%
Holding
86
New
15
Increased
12
Reduced
21
Closed
32

Top Buys

Rank Stock Value
1
CG icon
Carlyle Group
CG
+$5.09M
2
MFIC icon
MidCap Financial Investment
MFIC
+$2.06M
3
FHI icon
Federated Hermes
FHI
+$1.46M
4
LPLA icon
LPL Financial
LPLA
+$1.44M
5
FMER
FIRSTMERIT CORP
FMER
+$1.34M

Top Sells

Rank Stock Value
1
MET icon
MetLife
MET
+$5.36M
2
JPM icon
JPMorgan Chase
JPM
+$5.21M
3
C icon
Citigroup
C
+$4.75M
4
BAC icon
Bank of America
BAC
+$2.63M
5
VYX icon
NCR Voyix
VYX
+$2.31M

Sector Composition

Rank Sector Weight
1 Financials 53.88%
2 Real Estate 8.76%
3 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FHI icon
26
Federated Hermes
FHI
$4.71B
$1.56M 1.12%
+47,314
New +$1.46M
LPLA icon
27
LPL Financial
LPLA
$29.3B
$1.49M 1.07%
+33,400
New +$1.44M
FMER
28
DELISTED
FIRSTMERIT CORP
FMER
$1.41M 1.02%
+74,700
New +$1.34M
GBDC icon
29
Golub Capital BDC
GBDC
$3.41B
$1.35M 0.98%
76,983
-10,823
-12% -$182K
MTGE
30
DELISTED
MTGE Investment Corp. Common Stock
MTGE
$1.35M 0.97%
71,500
– –
BAC icon
31
Bank of America
BAC
$447B
$1.29M 0.93%
72,209
-153,909
-68% -$2.63M
RBS.PRT
32
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$1.27M 0.92%
50,000
– –
SLV icon
33
CALL
iShares Silver Trust
SLV
$32B
$1.21M 0.87%
80,400
+72,094
+868% +$1.14M
NPBC
34
DELISTED
NATL PENN BANCSHARES INC
NPBC
$1.2M 0.87%
+114,400
New +$1.16M
BKU icon
35
Bankunited
BKU
$3.34B
$1.2M 0.87%
+41,400
New +$1.22M
USB icon
36
US Bancorp
USB
$100B
$1.16M 0.84%
25,792
-49,391
-66% -$2.13M
HTS
37
DELISTED
HATTERAS FINANCIAL CORP
HTS
$1.08M 0.78%
58,640
+35,640
+155% +$673K
OAK
38
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$1.04M 0.75%
20,100
-9,200
-31% -$444K
HTGC icon
39
Hercules Capital
HTGC
$3.21B
$1.03M 0.75%
69,520
-66,600
-49% -$1.01M
HAPN
40
PUT
Happen Inc
HAPN
$2.24B
$1.01M 0.73%
+8,000
New +$1.01M
TD icon
41
Toronto Dominion Bank
TD
$200B
$1.01M 0.73%
+21,150
New +$1.02M
COF icon
42
Capital One
COF
$134B
$976K 0.7%
11,828
-3,700
-24% -$301K
C icon
43
CALL
Citigroup
C
$227B
$947K 0.68%
17,500
+17,100
+4,275% +$908K
GDX icon
44
CALL
VanEck Gold Miners ETF
GDX
$27.6B
$919K 0.66%
50,000
+49,500
+9,900% +$957K
BBDC icon
45
Barings BDC
BBDC
$980M
$873K 0.63%
43,037
+653
+2% +$14.8K
LAZ icon
46
Lazard
LAZ
$4.16B
$691K 0.5%
+13,820
New +$685K
AIG icon
47
American International
AIG
$40.7B
$627K 0.45%
11,195
-10,748
-49% -$577K
RBS.PRR
48
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$595K 0.43%
25,000
– –
PNC icon
49
PNC Financial Services
PNC
$100B
$552K 0.4%
+6,050
New +$524K
JMP
50
DELISTED
JMP Group LLC
JMP
$420K 0.3%
+55,130
New +$395K
1
2
3 4

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Algebris Investments (UK)'s Q4 2014 Portfolio in Review

As of Q4 2014, Algebris Investments (UK) held 86 positions worth $139M, down 34% from $210M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Algebris Investments (UK) withdrew a net $51.7M in Q4 2014, closing 32 positions and reducing 21 holdings. Its most notable exit was NCR Voyix, an estimated $2.31M position sold in full.

By sector, the portfolio is most concentrated in Financials at 54% of assets, up from 47% a quarter earlier, followed by Real Estate and Technology.

Against the trend, Algebris Investments (UK) opened a new position in MidCap Financial Investment worth $1.92M.

  • Algebris Investments (UK)'s largest Q4 2014 buy was MidCap Financial Investment: 86,100 shares worth $1.92M.
  • Algebris Investments (UK) added most to Carlyle Group in Q4 2014, an estimated $5.09M increase.
  • Algebris Investments (UK)'s biggest Q4 2014 reduction was MetLife, cutting an estimated $5.36M.
  • Algebris Investments (UK) fully exited NCR Voyix in Q4 2014, selling an estimated $2.31M.
  • Algebris Investments (UK)'s ten largest holdings make up 53% of its $139M portfolio in Q4 2014.
  • Algebris Investments (UK) opened 15 new positions and closed 32 in Q4 2014.
  • Algebris Investments (UK)'s portfolio value fell 34% quarter-over-quarter to $139M.

Based on Algebris Investments (UK)'s 13F filing for Q4 2014, filed 17 Feb 2015.