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AIU

Algebris Investments (UK) Portfolio holdings

AUM $926M
1-Year Est. Return 4.74%
This Fund
S&P 500
This Quarter Est. Return
+3.2%
1 Year Est. Return
+4.74%
3 Year Est. Return
-15.33%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$627M
AUM Growth
+$56.5M
Cap. Flow
-$351M
Cap. Flow %
-56.05%
Top 10 Hldgs %
66.47%
Holding
96
New
33
Increased
7
Reduced
20
Closed
24

Top Buys

Rank Stock Value
1
LM
Legg Mason, Inc.
LM
+$10.6M
2
RBS.PRS.CL
The Royal Bank Of Scotland Group
RBS.PRS.CL
+$9.79M
3
AMP icon
Ameriprise Financial
AMP
+$6.64M
4
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$4.96M
5
BX icon
Blackstone
BX
+$4.88M

Top Sells

Rank Stock Value
1
C icon
Citigroup
C
+$9.25M
2
BAC icon
Bank of America
BAC
+$7.57M
3
KEY icon
KeyCorp
KEY
+$5.48M
4
KKR icon
KKR & Co
KKR
+$4.38M
5
PNC icon
PNC Financial Services
PNC
+$3.95M

Sector Composition

Rank Sector Weight
1 Financials 18.87%
2 Consumer Discretionary 0.85%
3 Real Estate 0.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRE icon
1
PUT
State Street SPDR S&P Regional Banking ETF
KRE
$4.5B
$23.9M 3.82%
+430,500
New +$21.1M
EEM icon
2
CALL
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$20.7M 3.3%
+590,000
New +$21.3M
RBS.PRS.CL
3
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$19.2M 3.06%
766,641
+388,328
+103% +$9.79M
XLF icon
4
PUT
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$15.2M 2.43%
655,000
-7,500
-1% -$161K
WFC icon
5
Wells Fargo
WFC
$261B
$12.6M 2.01%
228,848
-70,902
-24% -$3.57M
LM
6
DELISTED
Legg Mason, Inc.
LM
$10.1M 1.61%
+338,100
New +$10.6M
BX icon
7
Blackstone
BX
$102B
$9.71M 1.55%
359,150
+187,850
+110% +$4.88M
C icon
8
Citigroup
C
$222B
$7.79M 1.24%
131,038
-171,480
-57% -$9.25M
BAC icon
9
Bank of America
BAC
$435B
$7.53M 1.2%
340,838
-393,250
-54% -$7.57M
AMP icon
10
Ameriprise Financial
AMP
$48.3B
$6.98M 1.11%
+62,881
New +$6.64M
EEM icon
11
PUT
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$5.95M 0.95%
170,000
-57,000
-25% -$2.06M
XLP icon
12
PUT
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$5.17M 0.82%
+100,000
New +$5.18M
FIG
13
DELISTED
Fortress Investment Group Llc
FIG
$5.13M 0.82%
1,055,297
-314,593
-23% -$1.6M
DFS
14
DELISTED
Discover Financial Services
DFS
$5.1M 0.81%
+70,800
New +$4.5M
VOYA icon
15
Voya Financial
VOYA
$9.01B
$5.01M 0.8%
127,650
-90,800
-42% -$3.2M
CM icon
16
PUT
Canadian Imperial Bank of Commerce
CM
$108B
$4.89M 0.78%
+120,000
New +$4.7M
WFC.PRL icon
17
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.71B
$4.76M 0.76%
+4,000
New +$4.96M
KKR icon
18
KKR & Co
KKR
$91.1B
$4.18M 0.67%
271,550
-290,670
-52% -$4.38M
MFC icon
19
Manulife Financial
MFC
$73.9B
$4.11M 0.66%
230,700
+90,292
+64% +$1.47M
APO icon
20
Apollo Global Management
APO
$72.4B
$4M 0.64%
+206,640
New +$3.9M
GLD icon
21
CALL
SPDR Gold Trust
GLD
$131B
$4M 0.64%
+36,500
New +$4.24M
CG icon
22
Carlyle Group
CG
$16.6B
$3.76M 0.6%
246,753
-54,628
-18% -$844K
PRU icon
23
Prudential Financial
PRU
$42.4B
$3.41M 0.54%
32,794
-29,266
-47% -$2.77M
OAK
24
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$2.96M 0.47%
+78,800
New +$3.16M
AMG icon
25
Affiliated Managers Group
AMG
$9.69B
$2.95M 0.47%
20,300
+16,700
+464% +$2.42M
1
2 3 4

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Algebris Investments (UK)'s Q4 2016 Portfolio in Review

As of Q4 2016, Algebris Investments (UK) held 96 positions worth $627M, up 9.9% from $570M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

Algebris Investments (UK) withdrew a net $351M in Q4 2016, closing 24 positions and reducing 20 holdings. Its most notable exit was PNC Financial Services, an estimated $3.95M position sold in full.

By sector, the portfolio is most concentrated in Financials at 19% of assets, down from 21% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, Algebris Investments (UK) opened a new position in Legg Mason, Inc. worth $10.1M.

  • Algebris Investments (UK)'s largest Q4 2016 buy was Legg Mason, Inc.: 338,100 shares worth $10.1M.
  • Algebris Investments (UK) added most to The Royal Bank Of Scotland Group in Q4 2016, an estimated $9.79M increase.
  • Algebris Investments (UK)'s biggest Q4 2016 reduction was Citigroup, cutting an estimated $9.25M.
  • Algebris Investments (UK) fully exited PNC Financial Services in Q4 2016, selling an estimated $3.95M.
  • Algebris Investments (UK)'s ten largest holdings make up 66% of its $627M portfolio in Q4 2016.
  • Algebris Investments (UK) opened 33 new positions and closed 24 in Q4 2016.
  • Algebris Investments (UK)'s portfolio value rose 9.9% quarter-over-quarter to $627M.

Based on Algebris Investments (UK)'s 13F filing for Q4 2016, filed 10 Feb 2017.