AIU

Algebris Investments (UK) Portfolio holdings

AUM $612M
1-Year Return 4.2%
This Quarter Return
-1.82%
1 Year Return
+4.2%
3 Year Return
-13.51%
5 Year Return
–
10 Year Return
–
AUM
$142M
AUM Growth
+$19.5M
Cap. Flow
+$21M
Cap. Flow %
14.72%
Top 10 Hldgs %
49.89%
Holding
77
New
14
Increased
17
Reduced
13
Closed
9

Top Buys

1
C icon
Citigroup
C
+$4.14M
2
KRE icon
SPDR S&P Regional Banking ETF
KRE
+$3.05M
3
APO icon
Apollo Global Management
APO
+$2.84M
4
ARCC icon
Ares Capital
ARCC
+$2.33M
5
WFC icon
Wells Fargo
WFC
+$2.18M

Top Sells

1
JPM icon
JPMorgan Chase
JPM
+$5.17M
2
CME icon
CME Group
CME
+$3.37M
3
MET icon
MetLife
MET
+$2.28M
4
CIT
CIT Group Inc.
CIT
+$1.87M
5
HLSS
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
+$1.49M

Sector Composition

1 Financials 68.81%
2 Real Estate 9.48%
3 Technology 1.63%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OAK
26
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$1.5M 0.71%
+29,300
New +$1.5M
CLNY
27
DELISTED
Colony Capital, Inc.
CLNY
$1.42M 0.67%
63,300
– –
ICE icon
28
Intercontinental Exchange
ICE
$99.1B
$1.4M 0.67%
36,000
+14,500
+67% +$566K
SUSQ
29
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
$1.39M 0.66%
138,500
+119,000
+610% +$1.19M
AGNC icon
30
AGNC Investment
AGNC
$10.7B
$1.38M 0.66%
+65,000
New +$1.38M
GBDC icon
31
Golub Capital BDC
GBDC
$3.78B
$1.37M 0.65%
+87,806
New +$1.37M
MTGE
32
DELISTED
MTGE Investment Corp. Common Stock
MTGE
$1.35M 0.64%
+71,500
New +$1.35M
ARI
33
Apollo Commercial Real Estate
ARI
$1.5B
$1.31M 0.62%
83,200
+73,100
+724% +$1.15M
COF icon
34
Capital One
COF
$147B
$1.27M 0.6%
15,528
-5,150
-25% -$420K
RBS.PRT
35
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$1.26M 0.6%
50,000
– –
TWO
36
Two Harbors Investment
TWO
$1.05B
$1.25M 0.59%
16,150
+2,712
+20% +$210K
AIG icon
37
American International
AIG
$43.4B
$1.19M 0.56%
21,943
– –
GLD icon
38
SPDR Gold Trust
GLD
$115B
$1.16M 0.55%
+10,000
New +$1.16M
CME icon
39
CME Group
CME
$94.7B
$1.09M 0.52%
13,600
-42,200
-76% -$3.37M
FSK icon
40
FS KKR Capital
FSK
$4.86B
$1.08M 0.51%
25,000
– –
BBDC icon
41
Barings BDC
BBDC
$970M
$1.07M 0.51%
42,384
+3,584
+9% +$90.7K
ZION icon
42
Zions Bancorporation
ZION
$8.61B
$814K 0.39%
28,000
– –
HLSS
43
DELISTED
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
$806K 0.38%
38,043
-70,457
-65% -$1.49M
WT icon
44
WisdomTree
WT
$2.07B
$741K 0.35%
+65,100
New +$741K
CIT
45
DELISTED
CIT Group Inc.
CIT
$639K 0.3%
13,900
-40,700
-75% -$1.87M
RBS.PRR
46
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$596K 0.28%
25,000
– –
STT icon
47
State Street
STT
$32.2B
$592K 0.28%
8,039
-3,281
-29% -$242K
ETFC
48
DELISTED
E*Trade Financial Corporation
ETFC
$587K 0.28%
+26,000
New +$587K
XL
49
DELISTED
XL Group Ltd.
XL
$551K 0.26%
16,600
-8,400
-34% -$279K
HTS
50
DELISTED
HATTERAS FINANCIAL CORP
HTS
$413K 0.2%
+23,000
New +$413K
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