ACM
AX icon

Alethea Capital Management’s Axos Financial AX Stock Holding History

Alethea Capital Management’s Portfolio AX Stock Details AX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q4 		– Sell
-4,400
Closed -$227K – 91
2021
Q3 		$227K Hold
4,400
– – 0.2% 72
2021
Q2 		$204K Hold
4,400
– – 0.13% 76
2021
Q1 		$207K Buy
+4,400
New +$198K 0.13% 71

Other funds holding AX

BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
WA
Wasatch Advisors Salt Lake City, Utah $15.3B AUM 25.06% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return
FAM
Fred Alger Management New York $22.8B AUM 64.63% 1-Year Est. Return
GCM
Geneva Capital Management Milwaukee, Wisconsin $4.71B AUM 6.32% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Alethea Capital Management's AX Position: Q4 2021 in Review

Alethea Capital Management sold out of Axos Financial (AX) in Q4 2021, closing a stake of 4,400 shares — an estimated $227K sold.

Alethea Capital Management first reported a position in AX in Q1 2021 and held it in 3 quarters. The position peaked at $227K in Q3 2021. 245 funds tracked by Wall St. Rank hold AX as of Q4 2021.

  • Alethea Capital Management reported no remaining Axos Financial position as of Q4 2021 after selling out during the quarter.
  • Alethea Capital Management sold 4,400 Axos Financial shares in Q4 2021, an estimated $227K.
  • Alethea Capital Management first reported a position in Axos Financial in Q1 2021 and held it in 3 quarters.
  • Alethea Capital Management's Axos Financial position peaked at $227K in Q3 2021.
  • 245 funds tracked by Wall St. Rank held Axos Financial as of Q4 2021.

Based on Alethea Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.