AE Wealth Management’s First Trust NASDAQ ABA Community Bank Index Fund QABA Stock Holding History

AE Wealth Management’s Portfolio QABA Stock Details QABA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-193,704	Closed	-$10.2M	–	1978
2022 Q4	$10.2M	Buy	+193,704	New	+$10.5M	0.07%	316
2021 Q3	–	Sell	-10,718	Closed	-$592K	–	1699
2021 Q2	$592K	Buy	10,718 +4,108	+62%	+$237K	0.01%	1085
2021 Q1	$375K	Buy	6,610 +1,638	+33%	+$86.3K	﹤0.01%	1168
2020 Q4	$223K	Buy	+4,972	New	+$199K	﹤0.01%	1247

Other funds holding QABA

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

CAG

Csenge Advisory Group Clearwater, Florida $2.18B AUM 16.73% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

KTA

Keeley-Teton Advisors Chicago, Illinois $825M AUM 5.4% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

AE Wealth Management's QABA Position: Q1 2023 in Review

AE Wealth Management sold out of First Trust NASDAQ ABA Community Bank Index Fund (QABA) in Q1 2023, closing a stake of 193,704 shares — an estimated $10.2M sold.

AE Wealth Management first reported a position in QABA in Q4 2020 and held it in 4 quarters. The position peaked at $10.2M in Q4 2022. 48 funds tracked by Wall St. Rank hold QABA as of Q1 2023.

AE Wealth Management reported no remaining First Trust NASDAQ ABA Community Bank Index Fund position as of Q1 2023 after selling out during the quarter.
AE Wealth Management sold 193,704 First Trust NASDAQ ABA Community Bank Index Fund shares in Q1 2023, an estimated $10.2M.
AE Wealth Management first reported a position in First Trust NASDAQ ABA Community Bank Index Fund in Q4 2020 and held it in 4 quarters.
AE Wealth Management's First Trust NASDAQ ABA Community Bank Index Fund position peaked at $10.2M in Q4 2022.
48 funds tracked by Wall St. Rank held First Trust NASDAQ ABA Community Bank Index Fund as of Q1 2023.

Based on AE Wealth Management's 13F filing for Q1 2023, filed 14 Apr 2023.