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AAM

Advisors Asset Management Portfolio holdings

AUM $6.01B
1-Year Est. Return 24.74%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$6.1B
AUM Growth
-$71.3M
Cap. Flow
-$245M
Cap. Flow %
-4.01%
Top 10 Hldgs %
7.61%
Holding
1,912
New
55
Increased
569
Reduced
1,139
Closed
76

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$10.5M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$8.77M
3
NLY icon
Annaly Capital Management
NLY
+$6.74M
4
SEMG
SEMGROUP CORPORATION
SEMG
+$6.34M
5
WNR
Western Refining Inc
WNR
+$5.89M

Top Sells

Rank Stock Value
1
TE
TECO ENERGY INC
TE
+$12.9M
2
BGS icon
B&G Foods
BGS
+$10.5M
3
ISIL
Intersil Corp
ISIL
+$9.09M
4
HTS
HATTERAS FINANCIAL CORP
HTS
+$8.68M
5
MAT icon
Mattel
MAT
+$8.67M

Sector Composition

Rank Sector Weight
1 Healthcare 9.54%
2 Technology 9.05%
3 Financials 8.09%
4 Industrials 7.79%
5 Consumer Discretionary 7.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AKP
251
DELISTED
Alliance Californa Muni Fd
AKP
$7.24M 0.12%
469,643
+46,823
+11% +$722K
DMB
252
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$194M
$7.23M 0.12%
515,038
-2,245
-0.4% -$31.8K
GD icon
253
General Dynamics
GD
$104B
$7.21M 0.12%
46,498
-4,796
-9% -$715K
BTA
254
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$7.16M 0.12%
566,659
+117,441
+26% +$1.5M
AFL icon
255
Aflac
AFL
$64.9B
$7.16M 0.12%
199,304
-52,780
-21% -$1.92M
IQI icon
256
Invesco Quality Municipal Securities
IQI
$522M
$7.16M 0.12%
518,555
+3,480
+0.7% +$48.3K
DPG
257
Duff & Phelps Utility and Infrastructure Fund
DPG
$521M
$7.11M 0.12%
416,301
+4,059
+1% +$69.6K
PMM
258
Franklin Managed Municipal Income Trust
PMM
$267M
$7.09M 0.12%
890,239
+187,464
+27% +$1.49M
VKQ icon
259
Invesco Municipal Trust
VKQ
$541M
$7.09M 0.12%
514,367
+5,302
+1% +$73.8K
NKX icon
260
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$646M
$7.07M 0.12%
425,309
+30,309
+8% +$517K
SEMG
261
DELISTED
SEMGROUP CORPORATION
SEMG
$7.06M 0.12%
199,556
+199,475
+246,265% +$6.34M
DUK icon
262
Duke Energy
DUK
$97.8B
$6.97M 0.11%
87,124
-1,434
-2% -$119K
VCV icon
263
Invesco California Value Municipal Income Trust
VCV
$518M
$6.97M 0.11%
505,323
+51,043
+11% +$721K
EIM
264
Eaton Vance Municipal Bond Fund
EIM
$491M
$6.94M 0.11%
509,762
+6,006
+1% +$83.5K
CEM
265
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$6.9M 0.11%
84,782
-3,029
-3% -$242K
GEO icon
266
The GEO Group
GEO
$4.13B
$6.83M 0.11%
430,523
+144,506
+51% +$2.73M
NDP
267
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$6.79M 0.11%
53,300
+14,110
+36% +$1.75M
PSA icon
268
Public Storage
PSA
$60.5B
$6.79M 0.11%
30,421
+6,347
+26% +$1.48M
EVM
269
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$6.76M 0.11%
498,629
+9,051
+2% +$125K
TCPC icon
270
BlackRock TCP Capital
TCPC
$273M
$6.74M 0.11%
411,336
-102,705
-20% -$1.64M
IAE
271
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$91.8M
$6.73M 0.11%
684,279
-121,804
-15% -$1.13M
SLRC icon
272
SLR Investment Corp
SLRC
$686M
$6.71M 0.11%
326,948
+79,964
+32% +$1.61M
CLX icon
273
Clorox
CLX
$11.6B
$6.7M 0.11%
53,503
+7,175
+15% +$940K
HRZN icon
274
Horizon Technology Finance
HRZN
$295M
$6.69M 0.11%
493,040
+1,450
+0.3% +$19.5K
NZH
275
DELISTED
Nuveen Calif Div
NZH
$6.65M 0.11%
432,767
+7,187
+2% +$113K
9 10
11
12 13

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HPG
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EMPI
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JWBC
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Advisors Asset Management's Q3 2016 Portfolio in Review

As of Q3 2016, Advisors Asset Management held 1,912 positions worth $6.1B, down 1.2% from $6.17B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Advisors Asset Management withdrew a net $245M in Q3 2016, closing 76 positions and reducing 1,139 holdings. Its most notable exit was TECO ENERGY INC, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 9.5% of assets, down from 9.9% a quarter earlier, followed by Technology and Financials.

Against the trend, Advisors Asset Management opened a new position in Nuveen AMT-Free Quality Municipal Income Fund worth $8.61M.

  • Advisors Asset Management's largest Q3 2016 buy was Nuveen AMT-Free Quality Municipal Income Fund: 589,392 shares worth $8.61M.
  • Advisors Asset Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $10.5M increase.
  • Advisors Asset Management's biggest Q3 2016 reduction was B&G Foods, cutting an estimated $10.5M.
  • Advisors Asset Management fully exited TECO ENERGY INC in Q3 2016, selling an estimated $12.9M.
  • Advisors Asset Management's ten largest holdings make up 7.6% of its $6.1B portfolio in Q3 2016.
  • Advisors Asset Management opened 55 new positions and closed 76 in Q3 2016.
  • Advisors Asset Management's portfolio value fell 1.2% quarter-over-quarter to $6.1B.

Based on Advisors Asset Management's 13F filing for Q3 2016, filed 31 Oct 2016.