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AAM

Advisors Asset Management Portfolio holdings

AUM $6.01B
1-Year Est. Return 24.74%
This Fund
S&P 500
This Quarter Est. Return
+3.04%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$6.01B
AUM Growth
-$292M
Cap. Flow
-$384M
Cap. Flow %
-6.39%
Top 10 Hldgs %
7.58%
Holding
1,937
New
36
Increased
618
Reduced
944
Closed
140

Top Buys

Rank Stock Value
1
IBM icon
IBM
IBM
+$8.24M
2
SE
Spectra Energy Corp Wi
SE
+$5.68M
3
ABBV icon
AbbVie
ABBV
+$4.9M
4
NRG icon
NRG Energy
NRG
+$4.75M
5
XRAY icon
Dentsply Sirona
XRAY
+$4.73M

Top Sells

Rank Stock Value
1
CSQ icon
Calamos Strategic Total Return Fund
CSQ
+$22M
2
BKE icon
Buckle
BKE
+$17.4M
3
CVS icon
CVS Health
CVS
+$17.3M
4
RAI
Reynolds American Inc
RAI
+$13.9M
5
TE
TECO ENERGY INC
TE
+$13M

Sector Composition

Rank Sector Weight
1 Healthcare 9.56%
2 Financials 7.98%
3 Technology 7.97%
4 Industrials 7.74%
5 Consumer Discretionary 7.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMO
226
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.02B
$7.98M 0.13%
141,538
-11,697
-8% -$583K
NTG
227
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$7.97M 0.13%
48,796
-1,960
-4% -$297K
GDL
228
GDL Fund
GDL
$91.8M
$7.97M 0.13%
797,736
+223,922
+39% +$2.21M
IAE
229
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$90.3M
$7.93M 0.13%
857,799
-98,694
-10% -$831K
PDLI
230
DELISTED
PDL BioPharma, Inc.
PDLI
$7.87M 0.13%
2,362,054
-1,044,916
-31% -$3.26M
TMO icon
231
Thermo Fisher Scientific
TMO
$214B
$7.86M 0.13%
55,488
-10,579
-16% -$1.42M
KR icon
232
Kroger
KR
$35.4B
$7.78M 0.13%
203,338
+28,989
+17% +$1.12M
EOG icon
233
EOG Resources
EOG
$77.5B
$7.78M 0.13%
107,143
-10,574
-9% -$731K
BBWI icon
234
Bath & Body Works
BBWI
$4.02B
$7.74M 0.13%
109,048
-15,950
-13% -$1.14M
ABDC
235
DELISTED
Alcentra Capital Corp
ABDC
$7.69M 0.13%
661,104
+26,371
+4% +$275K
HTR
236
DELISTED
Brookfield Total Return Fund Inc
HTR
$7.68M 0.13%
316,899
+15,084
+5% +$349K
GD icon
237
General Dynamics
GD
$103B
$7.63M 0.13%
58,096
+2,381
+4% +$316K
TFX icon
238
Teleflex
TFX
$5.86B
$7.56M 0.13%
48,133
-5,191
-10% -$724K
GLV
239
Clough Global Dividend & Income Fund
GLV
$78.1M
$7.44M 0.12%
642,124
-45,894
-7% -$527K
PFLT icon
240
PennantPark Floating Rate Capital
PFLT
$696M
$7.43M 0.12%
635,307
-20,378
-3% -$227K
JWN
241
DELISTED
Nordstrom
JWN
$7.3M 0.12%
127,690
+5,910
+5% +$305K
ACAS
242
DELISTED
American Capital Ltd
ACAS
$7.25M 0.12%
475,529
-26,228
-5% -$366K
TCPC icon
243
BlackRock TCP Capital
TCPC
$273M
$7.16M 0.12%
479,934
+3,588
+0.8% +$49.1K
TRGP icon
244
Targa Resources
TRGP
$57.6B
$7.1M 0.12%
237,869
+117,762
+98% +$2.81M
DUK icon
245
Duke Energy
DUK
$98.4B
$7.09M 0.12%
87,923
+1,178
+1% +$89.1K
NRF
246
DELISTED
NorthStar Realty Finance Corp.
NRF
$7.08M 0.12%
539,983
+322,428
+148% +$3.95M
ICMB icon
247
Investcorp Credit Management BDC
ICMB
$11.2M
$7.08M 0.12%
849,151
+19,627
+2% +$164K
CXT icon
248
Crane NXT
CXT
$2.97B
$7.08M 0.12%
378,427
+86,675
+30% +$1.48M
RDS.A
249
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$7.07M 0.12%
145,958
-14,261
-9% -$638K
PX
250
DELISTED
Praxair Inc
PX
$7.06M 0.12%
61,711
+8,287
+16% +$865K
8 9
10
11 12

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Advisors Asset Management's Q1 2016 Portfolio in Review

As of Q1 2016, Advisors Asset Management held 1,937 positions worth $6.01B, down 4.6% from $6.3B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Advisors Asset Management withdrew a net $384M in Q1 2016, closing 140 positions and reducing 944 holdings. Its most notable exit was Calamos Strategic Total Return Fund, an estimated $22M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 9.6% of assets, down from 11% a quarter earlier, followed by Financials and Technology.

Against the trend, Advisors Asset Management opened a new position in BlackRock Investment Quality Municipal Trust worth $799K.

  • Advisors Asset Management's largest Q1 2016 buy was BlackRock Investment Quality Municipal Trust: 48,354 shares worth $799K.
  • Advisors Asset Management added most to IBM in Q1 2016, an estimated $8.24M increase.
  • Advisors Asset Management's biggest Q1 2016 reduction was Reynolds American Inc, cutting an estimated $13.9M.
  • Advisors Asset Management fully exited Calamos Strategic Total Return Fund in Q1 2016, selling an estimated $22M.
  • Advisors Asset Management's ten largest holdings make up 7.6% of its $6.01B portfolio in Q1 2016.
  • Advisors Asset Management opened 36 new positions and closed 140 in Q1 2016.
  • Advisors Asset Management's portfolio value fell 4.6% quarter-over-quarter to $6.01B.

Based on Advisors Asset Management's 13F filing for Q1 2016, filed 16 May 2016.