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AG

Advisor Group Portfolio holdings

AUM $14.5B
1-Year Est. Return 24.86%
This Fund
S&P 500
This Quarter Est. Return
+1.26%
1 Year Est. Return
+24.86%
3 Year Est. Return
+39.54%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$13.6B
AUM Growth
+$511M
Cap. Flow
+$403M
Cap. Flow %
2.97%
Top 10 Hldgs %
19.83%
Holding
5,639
New
250
Increased
2,204
Reduced
2,035
Closed
202

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$87M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$85.7M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$83.9M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$44.2M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$35.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$137M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$86.1M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$45M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$44.2M
5
ZROZ icon
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
+$26.4M

Sector Composition

Rank Sector Weight
1 Technology 5.76%
2 Financials 4.57%
3 Healthcare 3.52%
4 Consumer Discretionary 3.45%
5 Industrials 3.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GECC icon
5226
Great Elm Capital Corp
GECC
$72.5M
$0 ﹤0.01%
2
– –
GIFI
5227
DELISTED
Gulf Island Fabrication
GIFI
$0 ﹤0.01%
+25
New +$164
GIGM icon
5228
GigaMedia
GIGM
$15.3M
$0 ﹤0.01%
20
– –
GLMD icon
5229
Galmed Pharmaceuticals
GLMD
$3.94M
– –
0
– –
GOGL
5230
DELISTED
Golden Ocean Group
GOGL
$0 ﹤0.01%
20
– –
GOEX icon
5231
Global X Gold Explorers ETF NEW
GOEX
$106M
– –
-1,000
Closed -$24K
GORO icon
5232
Goldgroup Mining Inc.
GORO
$151M
– –
-3,209
Closed -$11K
GRP.U
5233
DELISTED
Granite Real Estate Investment Trust
GRP.U
– –
-5,607
Closed -$256K
GSM icon
5234
FerroAtlántica
GSM
$628M
$0 ﹤0.01%
628
– –
GTE icon
5235
Gran Tierra Energy
GTE
$260M
– –
-58
Closed -$1K
GVIP icon
5236
Goldman Sachs Hedge Industry VIP ETF
GVIP
$547M
– –
-1,078
Closed -$63K
GYRE icon
5237
Gyre Therapeutics
GYRE
$662M
– –
-25
Closed -$1K
HAP icon
5238
VanEck Natural Resources ETF
HAP
$310M
$0 ﹤0.01%
8
-237
-97% -$8.37K
HBM icon
5239
Hudbay
HBM
$9.92B
– –
-325
Closed -$2K
HBNC icon
5240
Horizon Bancorp
HBNC
$1.03B
– –
-1,864
Closed -$30K
HCM icon
5241
HUTCHMED
HCM
$1.89B
$0 ﹤0.01%
21
-237
-92% -$4.93K
HEPA
5242
DELISTED
Hepion Pharmaceuticals
HEPA
– –
0
– –
HLIT icon
5243
Harmonic Inc
HLIT
$1.21B
$0 ﹤0.01%
50
– –
HSDT icon
5244
Solana Company
HSDT
$95.2M
– –
0
– –
IFRA icon
5245
iShares US Infrastructure ETF
IFRA
$4.65B
– –
-290
Closed -$8K
IGBH icon
5246
iShares Interest Rate Hedged Long-Term Corporate Bond ETF
IGBH
$199M
– –
-530
Closed -$13K
IGC icon
5247
IGC Pharma
IGC
$27.6M
$0 ﹤0.01%
232
-100
-30% -$120
IHT
5248
InnSuites Hospitality Trust
IHT
$15.7M
– –
-307
Closed –
IMNN icon
5249
Imunon
IMNN
$6.35M
– –
0
– –
INDP icon
5250
Indaptus Therapeutics
INDP
$348M
– –
0
– –
208 209
210
211 212

Similar funds

LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Advisor Group's Q3 2019 Portfolio in Review

As of Q3 2019, Advisor Group held 5,639 positions worth $13.6B, up 3.9% from $13B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Advisor Group's Q3 2019 filing shows 250 new, 2,204 increased, 2,035 reduced and 202 closed positions. Its largest new stake was Xtrackers S&P 500 ESG ETF: 166,135 shares worth $4.26M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $137M.

By sector, the portfolio is most concentrated in Technology at 5.8% of assets, down from 5.9% a quarter earlier, followed by Financials and Healthcare.

  • Advisor Group's largest Q3 2019 buy was Xtrackers S&P 500 ESG ETF: 166,135 shares worth $4.26M.
  • Advisor Group added most to iShares Core S&P 500 ETF in Q3 2019, an estimated $87M increase.
  • Advisor Group's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $137M.
  • Advisor Group fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.89M.
  • Advisor Group's ten largest holdings make up 20% of its $13.6B portfolio in Q3 2019.
  • Advisor Group opened 250 new positions and closed 202 in Q3 2019.
  • Advisor Group's portfolio value rose 3.9% quarter-over-quarter to $13.6B.

Based on Advisor Group's 13F filing for Q3 2019, filed 13 Nov 2019.