Advisor Group’s Global X Gold Explorers ETF NEW GOEX Stock Holding History

Advisor Group’s Portfolio GOEX Stock Details GOEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-1,000	Closed	-$24K	–	5315
2019 Q2	$24K	Sell	1,000 -5,351	-84%	-$110K	﹤0.01%	3861
2019 Q1	$134K	Buy	6,351 +821	+15%	+$17.6K	﹤0.01%	2605
2018 Q4	$110K	Buy	5,530 +782	+16%	+$14.7K	﹤0.01%	2574
2018 Q3	$88K	Buy	4,748 +3,034	+177%	+$61.5K	﹤0.01%	2848
2018 Q2	$38K	Sell	1,714 -733	-30%	-$16.6K	﹤0.01%	3302
2018 Q1	$53K	Sell	2,447 -1,607	-40%	-$35.6K	﹤0.01%	3016
2017 Q4	$95K	Buy	4,054 +1,296	+47%	+$28.7K	﹤0.01%	2616
2017 Q3	$64K	Buy	2,758 +2,258	+452%	+$51.4K	﹤0.01%	2754
2017 Q2	$11K	Sell	500 -353	-41%	-$7.92K	﹤0.01%	3863
2017 Q1	$20K	Buy	+853	New	+$20.6K	﹤0.01%	3364

Other funds holding GOEX

AWA

Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

FDCDDQ

Federation des caisses Desjardins du Quebec Levis, Quebec, Canada $27.8B AUM 31.66% 1-Year Est. Return

Mirae Asset Global Investments Seoul, South Korea $67.7B AUM 51.91% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Advisor Group's GOEX Position: Q3 2019 in Review

Advisor Group sold out of Global X Gold Explorers ETF NEW (GOEX) in Q3 2019, closing a stake of 1,000 shares — an estimated $24K sold.

Advisor Group first reported a position in GOEX in Q1 2017 and held it in 10 quarters. The position peaked at $134K in Q1 2019. 12 funds tracked by Wall St. Rank hold GOEX as of Q3 2019.

Advisor Group reported no remaining Global X Gold Explorers ETF NEW position as of Q3 2019 after selling out during the quarter.
Advisor Group sold 1,000 Global X Gold Explorers ETF NEW shares in Q3 2019, an estimated $24K.
Advisor Group first reported a position in Global X Gold Explorers ETF NEW in Q1 2017 and held it in 10 quarters.
Advisor Group's Global X Gold Explorers ETF NEW position peaked at $134K in Q1 2019.
12 funds tracked by Wall St. Rank held Global X Gold Explorers ETF NEW as of Q3 2019.

Based on Advisor Group's 13F filing for Q3 2019, filed 13 Nov 2019.