Advisor Group’s Neuberger Berman New York Municipal Fund Inc. NBO Stock Holding History

Advisor Group’s Portfolio NBO Stock Details NBO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-1,730	Closed	-$20K	–	5408
2018 Q2	$20K	Sell	1,730 -2,774	-62%	-$32.1K	﹤0.01%	3733
2018 Q1	$52K	Sell	4,504 -5,444	-55%	-$64.7K	﹤0.01%	3040
2017 Q4	$121K	Hold	9,948	–	–	﹤0.01%	2428
2017 Q3	$126K	Hold	9,948	–	–	﹤0.01%	2218
2017 Q2	$127K	Sell	9,948 -1,200	-11%	-$15.2K	﹤0.01%	2116
2017 Q1	$140K	Sell	11,148 -2,797	-20%	-$35K	﹤0.01%	1926
2016 Q4	$175K	Buy	13,945 +39	+0.3%	+$510	﹤0.01%	1656
2016 Q3	$200K	Buy	13,906 +5,532	+66%	+$80.2K	﹤0.01%	1525
2016 Q2	$121K	Buy	+8,374	New	+$122K	﹤0.01%	1789

Other funds holding NBO

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

MIG

Mariner Investment Group Harrison, New York $346M AUM 25.25% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

KWMG

King Wealth Management Group Naples, Florida $800M AUM 22.41% 1-Year Est. Return

Advisor Group's NBO Position: Q3 2018 in Review

Advisor Group sold out of Neuberger Berman New York Municipal Fund Inc. (NBO) in Q3 2018, closing a stake of 1,730 shares — an estimated $20K sold.

Advisor Group first reported a position in NBO in Q2 2016 and held it in 9 quarters. The position peaked at $200K in Q3 2016. 19 funds tracked by Wall St. Rank hold NBO as of Q3 2018.

Advisor Group reported no remaining Neuberger Berman New York Municipal Fund Inc. position as of Q3 2018 after selling out during the quarter.
Advisor Group sold 1,730 Neuberger Berman New York Municipal Fund Inc. shares in Q3 2018, an estimated $20K.
Advisor Group first reported a position in Neuberger Berman New York Municipal Fund Inc. in Q2 2016 and held it in 9 quarters.
Advisor Group's Neuberger Berman New York Municipal Fund Inc. position peaked at $200K in Q3 2016.
19 funds tracked by Wall St. Rank held Neuberger Berman New York Municipal Fund Inc. as of Q3 2018.

Based on Advisor Group's 13F filing for Q3 2018, filed 14 Nov 2018.