Advisor Group’s Eagle Point Credit Company ECC Stock Holding History

Advisor Group’s Portfolio ECC Stock Details ECC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$53K	Sell	3,613 -5,154	-59%	-$78.4K	﹤0.01%	3375
2019 Q3	$138K	Buy	8,767 +5,145	+142%	+$87.6K	﹤0.01%	2635
2019 Q2	$65K	Buy	3,622 +2,687	+287%	+$46.8K	﹤0.01%	3184
2019 Q1	$15K	Sell	935 -3,807	-80%	-$61.1K	﹤0.01%	4130
2018 Q4	$68K	Buy	4,742 +3,932	+485%	+$64.7K	﹤0.01%	2967
2018 Q3	$14K	Buy	+810	New	+$14.8K	﹤0.01%	4076
2017 Q2	–	Sell	-500	Closed	-$10K	–	4817
2017 Q1	$10K	Hold	500	–	–	﹤0.01%	3775
2016 Q4	$8K	Buy	+500	New	+$8.57K	﹤0.01%	3718

Other funds holding ECC

SPC

Stone Point Capital Greenwich, Connecticut $21.9M AUM 47.18% 1-Year Est. Return

MWP

MYCIO Wealth Partners Philadelphia, Pennsylvania $502M AUM 11.65% 1-Year Est. Return

BAM

Belpointe Asset Management Reno, Nevada $2.74B AUM 20.71% 1-Year Est. Return

Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return

BRF

B. Riley Financial Los Angeles, California $456M AUM 896.07% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Claybrook Capital Wellesley, Massachusetts $175M AUM 10.74% 1-Year Est. Return

Wedbush Securities Los Angeles, California $3.43B AUM 24.13% 1-Year Est. Return

BRWA

B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return

HIM

Hanlon Investment Management Egg Harbor Township, New Jersey $181M AUM 27.95% 1-Year Est. Return

Advisor Group's ECC Position: Q4 2019 in Review

Advisor Group reduced its Eagle Point Credit Company (ECC) stake by 59% in Q4 2019, selling an estimated $78.4K and leaving 3,613 shares worth $53K. The position accounts for ﹤0.01% of the portfolio, ranked #3375.

Advisor Group first reported a position in ECC in Q4 2016 and has held it in 8 quarters since. The position peaked at $138K in Q3 2019. 35 funds tracked by Wall St. Rank hold ECC as of Q4 2019.

Advisor Group held 3,613 shares of Eagle Point Credit Company worth $53K as of Q4 2019.
Advisor Group sold 5,154 Eagle Point Credit Company shares in Q4 2019, an estimated $78.4K.
Eagle Point Credit Company made up ﹤0.01% of Advisor Group's portfolio in Q4 2019, its #3375 holding.
Advisor Group first reported a position in Eagle Point Credit Company in Q4 2016 and has held it in 8 quarters since.
Advisor Group's Eagle Point Credit Company position peaked at $138K in Q3 2019.
35 funds tracked by Wall St. Rank held Eagle Point Credit Company as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.