Absolute Return Capital’s Rockwell Automation ROK Stock Holding History

Absolute Return Capital’s Portfolio ROK Stock Details ROK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-28,030	Closed	-$2.84M	–	273
2015 Q3	$2.84M	Buy	28,030 +6,344	+29%	+$719K	0.18%	152
2015 Q2	$2.7M	Buy	+21,686	New	+$2.61M	0.11%	240
2013 Q4	–	Sell	-30,229	Closed	-$3.23M	–	734
2013 Q3	$3.23M	Sell	30,229 -93,402	-76%	-$9.12M	0.04%	408
2013 Q2	$10.3M	Buy	+123,631	New	+$10.7M	0.13%	201

Other funds holding ROK

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

ATO

Alecta Tjanstepension Omsesidigt Stockholm, Sweden $20.5B AUM 26.83% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Absolute Return Capital's ROK Position: Q4 2015 in Review

Absolute Return Capital sold out of Rockwell Automation (ROK) in Q4 2015, closing a stake of 28,030 shares — an estimated $2.84M sold.

Absolute Return Capital first reported a position in ROK in Q2 2013 and held it in 4 quarters. The position peaked at $10.3M in Q2 2013. 600 funds tracked by Wall St. Rank hold ROK as of Q4 2015.

Absolute Return Capital reported no remaining Rockwell Automation position as of Q4 2015 after selling out during the quarter.
Absolute Return Capital sold 28,030 Rockwell Automation shares in Q4 2015, an estimated $2.84M.
Absolute Return Capital first reported a position in Rockwell Automation in Q2 2013 and held it in 4 quarters.
Absolute Return Capital's Rockwell Automation position peaked at $10.3M in Q2 2013.
600 funds tracked by Wall St. Rank held Rockwell Automation as of Q4 2015.

Based on Absolute Return Capital's 13F filing for Q4 2015.