Absolute Return Capital’s Lumen LUMN Stock Holding History

Absolute Return Capital’s Portfolio LUMN Stock Details LUMN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-437,165	Closed	-$11M	–	207
2015 Q3	$11M	Buy	437,165 +227,581	+109%	+$6.3M	0.7%	34
2015 Q2	$6.16M	Sell	209,584 -140,109	-40%	-$4.77M	0.25%	137
2015 Q1	$12.1M	Sell	349,693 -205,427	-37%	-$7.67M	0.32%	104
2014 Q4	$22M	Sell	555,120 -1,070,869	-66%	-$42.9M	0.45%	67
2014 Q3	$66.5M	Buy	1,625,989 +220,316	+16%	+$8.66M	0.93%	10
2014 Q2	$50.9M	Buy	1,405,673 +936,345	+200%	+$33.6M	0.6%	21
2014 Q1	$15.4M	Sell	469,328 -581,505	-55%	-$17.8M	0.22%	146
2013 Q4	$33.5M	Buy	1,050,833 +543,952	+107%	+$17.4M	0.37%	81
2013 Q3	$15.9M	Buy	506,881 +368,648	+267%	+$12.5M	0.22%	141
2013 Q2	$4.89M	Buy	+138,233	New	+$5.03M	0.06%	358

Other funds holding LUMN

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

EIP

Epoch Investment Partners New York $16.5B AUM 24.3% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Absolute Return Capital's LUMN Position: Q4 2015 in Review

Absolute Return Capital sold out of Lumen (LUMN) in Q4 2015, closing a stake of 437,165 shares — an estimated $11M sold.

Absolute Return Capital first reported a position in LUMN in Q2 2013 and held it in 10 quarters. The position peaked at $66.5M in Q3 2014. 617 funds tracked by Wall St. Rank hold LUMN as of Q4 2015.

Absolute Return Capital reported no remaining Lumen position as of Q4 2015 after selling out during the quarter.
Absolute Return Capital sold 437,165 Lumen shares in Q4 2015, an estimated $11M.
Absolute Return Capital first reported a position in Lumen in Q2 2013 and held it in 10 quarters.
Absolute Return Capital's Lumen position peaked at $66.5M in Q3 2014.
617 funds tracked by Wall St. Rank held Lumen as of Q4 2015.

Based on Absolute Return Capital's 13F filing for Q4 2015.