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FIG FINANCIAL ADVISORY SERVICES INC /ADV’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

FIG FINANCIAL ADVISORY SERVICES INC /ADV’s Portfolio PREF Stock Details PREF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q3 		– Sell
-93,655
Closed -$1.78M – 80
2025
Q2 		$1.78M Buy
+93,655
New +$1.74M 1.19% 15

Other funds holding PREF

Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
IA
IFC Advisors Los Angeles, California $788M AUM 19.88% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
PC
Permanens Capital New York $776M AUM 30.08% 1-Year Est. Return
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

FIG FINANCIAL ADVISORY SERVICES INC /ADV's PREF Position: Q3 2025 in Review

FIG FINANCIAL ADVISORY SERVICES INC /ADV sold out of Principal Spectrum Preferred Securities Active ETF (PREF) in Q3 2025, closing a stake of 93,655 shares — an estimated $1.78M sold.

FIG FINANCIAL ADVISORY SERVICES INC /ADV first reported a position in PREF in Q2 2025 and held it in 1 quarter. The position peaked at $1.78M in Q2 2025. 125 funds tracked by Wall St. Rank hold PREF as of Q3 2025.

  • FIG FINANCIAL ADVISORY SERVICES INC /ADV reported no remaining Principal Spectrum Preferred Securities Active ETF position as of Q3 2025 after selling out during the quarter.
  • FIG FINANCIAL ADVISORY SERVICES INC /ADV sold 93,655 Principal Spectrum Preferred Securities Active ETF shares in Q3 2025, an estimated $1.78M.
  • FIG FINANCIAL ADVISORY SERVICES INC /ADV first reported a position in Principal Spectrum Preferred Securities Active ETF in Q2 2025 and held it in 1 quarter.
  • FIG FINANCIAL ADVISORY SERVICES INC /ADV's Principal Spectrum Preferred Securities Active ETF position peaked at $1.78M in Q2 2025.
  • 125 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q3 2025.

Based on FIG FINANCIAL ADVISORY SERVICES INC /ADV's 13F filing for Q3 2025, filed 10 Aug 2026.