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3D Asset Management Portfolio holdings

AUM $360M
1-Year Est. Return 1.09%
This Fund
S&P 500
This Quarter Est. Return
+4.12%
1 Year Est. Return
-1.09%
3 Year Est. Return
+0.82%
5 Year Est. Return
+24.94%
10 Year Est. Return
–
AUM
$421M
AUM Growth
+$27.6M
Cap. Flow
+$11.3M
Cap. Flow %
2.68%
Top 10 Hldgs %
71.93%
Holding
55
New
3
Increased
23
Reduced
27
Closed
2

Top Buys

Rank Stock Value
1
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$1.75M
2
QDEF icon
Northern Trust Quality Dividend Defensive ETF
QDEF
+$1.5M
3
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$1.26M
4
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$1.19M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.17M

Top Sells

Rank Stock Value
1
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$354K
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$329K
3
QQQ icon
Invesco QQQ Trust
QQQ
+$316K
4
GWX icon
State Street SPDR S&P International Small Cap ETF
GWX
+$307K
5
FEMS icon
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
+$260K

Sector Composition

Rank Sector Weight
1 Miscellaneous 99.91%
2 Industrials 0.06%
3 Financials 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLS icon
1
WisdomTree International SmallCap Dividend Fund
DLS
$1.1B
$39.5M 9.4%
534,706
+16,492
+3% +$1.19M
AGGY icon
2
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$906M
$37.7M 8.96%
742,711
+34,520
+5% +$1.75M
EES icon
3
WisdomTree US SmallCap Earnings Fund
EES
$722M
$34.1M 8.12%
976,317
+22,810
+2% +$747K
MTUM icon
4
iShares MSCI USA Momentum Factor ETF
MTUM
$24.7B
$32.4M 7.69%
338,152
+3,607
+1% +$334K
VTV icon
5
Vanguard Morningstar Value ETF
VTV
$193B
$30.6M 7.29%
307,039
+11,986
+4% +$1.17M
QDEF icon
6
Northern Trust Quality Dividend Defensive ETF
QDEF
$560M
$30.3M 7.21%
729,617
+36,585
+5% +$1.5M
GSIE icon
7
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.16B
$29.7M 7.05%
1,022,497
+44,499
+5% +$1.26M
IVLU icon
8
iShares MSCI Intl Value Factor ETF
IVLU
$4.68B
$29.5M 7.02%
1,166,658
+44,748
+4% +$1.11M
FEMS icon
9
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$244M
$20M 4.76%
483,857
-6,414
-1% -$260K
TLEH
10
DELISTED
FlexShares Currency Hedged Morningstar EM Factor Tilt Index Fund
TLEH
$18.6M 4.42%
627,928
+19,289
+3% +$569K
IQDF icon
11
Northern Trust International Quality Dividend ETF
IQDF
$1.2B
$15.6M 3.71%
595,608
+15,296
+3% +$397K
GQRE icon
12
Northern Trust Global Quality Real Estate ETF
GQRE
$414M
$15M 3.56%
242,007
+10,255
+4% +$628K
MLPX icon
13
Global X MLP & Energy Infrastructure ETF
MLPX
$3.65B
$13.7M 3.25%
330,032
+27,760
+9% +$1.14M
VRP icon
14
Invesco Variable Rate Preferred ETF
VRP
$3.02B
$10.7M 2.54%
410,531
+8,575
+2% +$224K
FTSL icon
15
First Trust Senior Loan Fund ETF
FTSL
$2.37B
$10.4M 2.46%
214,880
+8,792
+4% +$426K
RVNU icon
16
Xtrackers Municipal Infrastructure Revenue Bond Active ETF
RVNU
$140M
$9.63M 2.29%
359,614
+6,894
+2% +$185K
MUB icon
17
iShares National Muni Bond ETF
MUB
$45B
$8.8M 2.09%
79,337
+1,564
+2% +$174K
FLRN icon
18
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.91B
$8.09M 1.92%
263,197
+11,002
+4% +$338K
EZM icon
19
WisdomTree US MidCap Fund
EZM
$950M
$5.5M 1.31%
147,559
-5,520
-4% -$199K
USMV icon
20
iShares MSCI USA Min Vol Factor ETF
USMV
$24.1B
$2.02M 0.48%
40,070
-467
-1% -$23.3K
SPLV icon
21
Invesco S&P 500 Low Volatility ETF
SPLV
$7.13B
$1.5M 0.36%
32,768
-2,036
-6% -$92.3K
SPSB icon
22
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.5B
$1.49M 0.35%
48,543
-1,013
-2% -$31.1K
IVV icon
23
iShares Core S&P 500 ETF
IVV
$889B
$1.14M 0.27%
4,518
-102
-2% -$25.3K
BKLN icon
24
Invesco Senior Loan ETF
BKLN
$6.73B
$1.08M 0.26%
46,817
-1,267
-3% -$29.3K
BSCP
25
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$1.06M 0.25%
51,018
+362
+0.7% +$7.51K
1
2 3

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3D Asset Management's Q3 2017 Portfolio in Review

As of Q3 2017, 3D Asset Management held 55 positions worth $421M, up 7% from $393M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

3D Asset Management's Q3 2017 filing shows 3 new, 23 increased, 27 reduced and 2 closed positions. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 2,914 shares worth $297K. The largest sale was Vanguard Morningstar Mid-Cap Growth ETF, an estimated $354K.

By sector, the portfolio is most concentrated in Miscellaneous at 100% of assets, followed by Industrials and Financials.

  • 3D Asset Management's largest Q3 2017 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 2,914 shares worth $297K.
  • 3D Asset Management added most to WisdomTree Yield Enhanced US Aggregate Bond Fund in Q3 2017, an estimated $1.75M increase.
  • 3D Asset Management's biggest Q3 2017 reduction was Vanguard Morningstar Mid-Cap Growth ETF, cutting an estimated $354K.
  • 3D Asset Management fully exited State Street SPDR Portfolio Emerging Markets ETF in Q3 2017, selling an estimated $329K.
  • 3D Asset Management's ten largest holdings make up 72% of its $421M portfolio in Q3 2017.
  • 3D Asset Management opened 3 new positions and closed 2 in Q3 2017.
  • 3D Asset Management's portfolio value rose 7% quarter-over-quarter to $421M.

Based on 3D Asset Management's 13F filing for Q3 2017, filed 6 Nov 2017.